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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTG icon
76
MGIC Investment
MTG
$6.25B
$2.31M 0.28%
301,500
-312,167
-51% -$2.24M
UNH icon
77
UnitedHealth
UNH
$370B
$2.29M 0.28%
17,730
-1,957
-10% -$232K
MDT icon
78
Medtronic
MDT
$112B
$2.19M 0.27%
29,240
-87
-0.3% -$6.55K
ABBV icon
79
AbbVie
ABBV
$435B
$2.19M 0.27%
38,378
+3,351
+10% +$187K
PYPL icon
80
PayPal
PYPL
$50.5B
$2.16M 0.27%
55,981
+44,554
+390% +$1.61M
MMP
81
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.09M 0.26%
30,344
+2,704
+10% +$177K
ALK icon
82
Alaska Air
ALK
$5.58B
$2.08M 0.26%
25,394
-7,389
-23% -$546K
MA icon
83
Mastercard
MA
$493B
$2.08M 0.26%
21,987
+157
+0.7% +$13.9K
CL icon
84
Colgate-Palmolive
CL
$74.4B
$2.04M 0.25%
28,845
– –
ULTA icon
85
Ulta Beauty
ULTA
$24.3B
$2.02M 0.25%
10,440
-5,486
-34% -$956K
QCOM icon
86
Qualcomm
QCOM
$176B
$1.99M 0.24%
38,902
-4,993
-11% -$243K
RCL icon
87
Royal Caribbean
RCL
$85.6B
$1.98M 0.24%
24,110
+2,145
+10% +$167K
CME icon
88
CME Group
CME
$94.8B
$1.97M 0.24%
20,465
– –
BABA icon
89
Alibaba
BABA
$308B
$1.96M 0.24%
24,810
-16,025
-39% -$1.13M
ORLY icon
90
O'Reilly Automotive
ORLY
$76.3B
$1.96M 0.24%
107,340
-19,905
-16% -$340K
RF icon
91
Regions Financial
RF
$26.8B
$1.95M 0.24%
248,430
+1,600
+0.6% +$12.9K
CALM icon
92
Cal-Maine
CALM
$3.99B
$1.87M 0.23%
36,017
-16,048
-31% -$801K
NKE icon
93
Nike
NKE
$61.9B
$1.85M 0.23%
30,101
-8,768
-23% -$529K
TJX icon
94
TJX Companies
TJX
$178B
$1.8M 0.22%
45,872
+19,700
+75% +$715K
NFLX icon
95
Netflix
NFLX
$309B
$1.79M 0.22%
175,100
-15,790
-8% -$155K
EPD icon
96
Enterprise Products Partners
EPD
$81.7B
$1.78M 0.22%
72,218
-13,809
-16% -$322K
QQQ icon
97
Invesco QQQ Trust
QQQ
$481B
$1.75M 0.22%
16,054
-2,948
-16% -$306K
FBC
98
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.72M 0.21%
80,000
+10,000
+14% +$200K
CVS icon
99
CVS Health
CVS
$122B
$1.69M 0.21%
16,316
-195
-1% -$19K
ACN icon
100
Accenture
ACN
$108B
$1.68M 0.21%
14,597
-300
-2% -$30.8K
2 3
4
5 6

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.