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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBB icon
51
Hubbell
HUBB
$26.7B
$5.7M 0.42%
31,532
-4
-0% -$780
BAC icon
52
Bank of America
BAC
$447B
$5.57M 0.41%
131,172
+285
+0.2% +$11.5K
BRK.A icon
53
Berkshire Hathaway Class A
BRK.A
$1.14T
$5.35M 0.39%
13
– –
SIRI icon
54
SiriusXM
SIRI
$9.7B
$5.22M 0.38%
85,549
-1,451
-2% -$91.2K
GL icon
55
Globe Life
GL
$14.2B
$4.84M 0.36%
54,426
– –
TCBK icon
56
TriCo Bancshares
TCBK
$1.82B
$4.69M 0.34%
108,079
– –
ORCL icon
57
Oracle
ORCL
$435B
$4.58M 0.34%
52,500
-146
-0.3% -$12.9K
VZ icon
58
Verizon
VZ
$195B
$4.38M 0.32%
81,021
-3,491
-4% -$193K
F icon
59
Ford
F
$55.8B
$4.29M 0.32%
303,154
-79,859
-21% -$1.09M
CVX icon
60
Chevron
CVX
$382B
$4.28M 0.31%
42,180
+47
+0.1% +$4.69K
CME icon
61
CME Group
CME
$94.8B
$4.08M 0.3%
21,116
+244
+1% +$49.4K
PYPL icon
62
PayPal
PYPL
$50.5B
$4.08M 0.3%
15,695
+727
+5% +$206K
PM icon
63
Philip Morris
PM
$290B
$3.93M 0.29%
41,482
+889
+2% +$89.4K
BRK.B icon
64
Berkshire Hathaway Class B
BRK.B
$1.14T
$3.93M 0.29%
14,401
– –
BA icon
65
Boeing
BA
$184B
$3.89M 0.29%
17,667
-1,410
-7% -$314K
TRV icon
66
Travelers Companies
TRV
$78.3B
$3.69M 0.27%
24,300
+176
+0.7% +$27.2K
T icon
67
AT&T
T
$165B
$3.65M 0.27%
178,739
+12,434
+7% +$261K
MTUM icon
68
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$3.59M 0.26%
20,446
+547
+3% +$97.2K
MINT icon
69
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$3.44M 0.25%
33,708
-6,737
-17% -$687K
BMY icon
70
Bristol-Myers Squibb
BMY
$132B
$3.43M 0.25%
58,008
-72,417
-56% -$4.77M
AMD icon
71
Advanced Micro Devices
AMD
$767B
$3.41M 0.25%
33,153
-2,570
-7% -$263K
AMAT icon
72
Applied Materials
AMAT
$415B
$3.36M 0.25%
26,105
-726
-3% -$98.6K
INTC icon
73
Intel
INTC
$492B
$3.35M 0.25%
62,778
+1,467
+2% +$79.5K
MA icon
74
Mastercard
MA
$493B
$3.33M 0.24%
9,572
+2,086
+28% +$759K
PFE icon
75
Pfizer
PFE
$154B
$3.32M 0.24%
77,252
-14,044
-15% -$622K
1 2
3
4 5

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.