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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
51
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$4.38M 0.4%
15,769
+902
+6% +$246K
BABA icon
52
Alibaba
BABA
$317B
$4.18M 0.39%
14,222
+560
+4% +$148K
BRK.A icon
53
Berkshire Hathaway Class A
BRK.A
$1.13T
$4.16M 0.38%
13
– –
DAL icon
54
Delta Air Lines
DAL
$58.7B
$3.9M 0.36%
127,674
-5,602
-4% -$162K
WBA
55
DELISTED
Walgreens Boots Alliance
WBA
$3.88M 0.36%
107,898
+67,087
+164% +$2.62M
MINT icon
56
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$3.77M 0.35%
36,930
-3,851
-9% -$392K
ORCL icon
57
Oracle
ORCL
$435B
$3.68M 0.34%
61,622
-1,227
-2% -$69.7K
F icon
58
Ford
F
$55.8B
$3.67M 0.34%
551,724
-300
-0.1% -$2.03K
MMM icon
59
3M
MMM
$93.9B
$3.6M 0.33%
26,891
+22,620
+530% +$3.04M
BRK.B icon
60
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.55M 0.33%
16,684
-450
-3% -$92K
CME icon
61
CME Group
CME
$94.8B
$3.54M 0.33%
21,169
-23
-0.1% -$3.87K
KO icon
62
Coca-Cola
KO
$374B
$3.52M 0.32%
71,242
-634
-0.9% -$30.5K
BAC icon
63
Bank of America
BAC
$447B
$3.49M 0.32%
144,853
-1,610
-1% -$40.1K
RTX icon
64
RTX Corp
RTX
$302B
$3.23M 0.3%
56,124
-1,603
-3% -$97.6K
GOOG icon
65
Alphabet (Google) Class C
GOOG
$4.35T
$3.14M 0.29%
42,720
-2,480
-5% -$189K
JNJ icon
66
Johnson & Johnson
JNJ
$631B
$3.09M 0.28%
20,771
+877
+4% +$130K
MO icon
67
Altria Group
MO
$109B
$3.06M 0.28%
79,253
+1,322
+2% +$55K
PM icon
68
Philip Morris
PM
$290B
$3.06M 0.28%
40,777
+111
+0.3% +$8.56K
MRK icon
69
Merck
MRK
$323B
$3.05M 0.28%
38,510
+159
+0.4% +$12.5K
CVX icon
70
Chevron
CVX
$382B
$3M 0.28%
41,698
-419
-1% -$35.2K
PFE icon
71
Pfizer
PFE
$154B
$2.94M 0.27%
84,311
+7,589
+10% +$266K
UNH icon
72
UnitedHealth
UNH
$371B
$2.93M 0.27%
9,386
-10,865
-54% -$3.34M
AME icon
73
Ametek
AME
$58B
$2.89M 0.27%
29,072
-337
-1% -$32.6K
TRV icon
74
Travelers Companies
TRV
$78.3B
$2.79M 0.26%
25,776
+1,551
+6% +$178K
OKE icon
75
Oneok
OKE
$56.9B
$2.77M 0.26%
106,827
-329
-0.3% -$9.16K
1 2
3
4 5

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.