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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBK icon
51
TriCo Bancshares
TCBK
$1.83B
$4.41M 0.43%
108,079
– –
PM icon
52
Philip Morris
PM
$295B
$4.26M 0.41%
50,013
-10,768
-18% -$887K
CME icon
53
CME Group
CME
$94.8B
$4.25M 0.41%
21,192
+50
+0.2% +$10.3K
GOOG icon
54
Alphabet (Google) Class C
GOOG
$4.32T
$3.94M 0.38%
58,900
+9,520
+19% +$614K
NFLX icon
55
Netflix
NFLX
$309B
$3.82M 0.37%
118,070
-1,330
-1% -$39.4K
BRK.B icon
56
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.73M 0.36%
16,478
-710
-4% -$154K
KO icon
57
Coca-Cola
KO
$375B
$3.6M 0.35%
65,101
-2,234
-3% -$120K
SPY icon
58
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$3.57M 0.35%
11,099
+2,141
+24% +$659K
LLY icon
59
Eli Lilly
LLY
$1.06T
$3.51M 0.34%
26,730
+1,344
+5% +$156K
MO icon
60
Altria Group
MO
$114B
$3.5M 0.34%
70,132
-1,441
-2% -$68K
PFE icon
61
Pfizer
PFE
$153B
$3.32M 0.32%
89,253
+1,087
+1% +$38.7K
BABA icon
62
Alibaba
BABA
$308B
$3.29M 0.32%
15,509
-120
-0.8% -$22.5K
AME icon
63
Ametek
AME
$58.2B
$3M 0.29%
30,067
-269
-0.9% -$25.5K
QCOM icon
64
Qualcomm
QCOM
$176B
$2.91M 0.28%
33,021
-511
-2% -$42.8K
C icon
65
Citigroup
C
$226B
$2.85M 0.28%
35,733
-797
-2% -$58.9K
JNJ icon
66
Johnson & Johnson
JNJ
$625B
$2.85M 0.28%
19,562
-1,050
-5% -$142K
ORCL icon
67
Oracle
ORCL
$423B
$2.85M 0.28%
53,698
+533
+1% +$29.3K
QQQ icon
68
Invesco QQQ Trust
QQQ
$481B
$2.67M 0.26%
12,583
+1,290
+11% +$258K
MRK icon
69
Merck
MRK
$318B
$2.66M 0.26%
30,659
-1,104
-3% -$90.7K
MINT icon
70
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.46M 0.24%
24,263
-3,331
-12% -$339K
MTUM icon
71
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$2.45M 0.24%
19,494
+676
+4% +$82K
SO icon
72
Southern Company
SO
$107B
$2.23M 0.22%
34,967
+467
+1% +$28.9K
MCD icon
73
McDonald's
MCD
$195B
$2.19M 0.21%
11,083
-20
-0.2% -$3.97K
FITB
74
Fifth Third Bancorp
FITB
$51.8B
$2.06M 0.2%
67,189
+12
+0% +$352
VTI icon
75
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.99M 0.19%
12,152
+567
+5% +$88.8K
1 2
3
4 5

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.