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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$375B
$3.67M 0.4%
67,335
+128
+0.2% +$6.85K
GOOGL icon
52
Alphabet (Google) Class A
GOOGL
$4.33T
$3.63M 0.39%
59,480
+600
+1% +$35.5K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.58M 0.39%
17,188
-269
-2% -$55.4K
NFLX icon
54
Netflix
NFLX
$309B
$3.19M 0.35%
119,400
+570
+0.5% +$17.8K
CELG
55
DELISTED
Celgene Corp
CELG
$3.1M 0.34%
31,267
-1,512
-5% -$144K
GOOG icon
56
Alphabet (Google) Class C
GOOG
$4.32T
$3.01M 0.33%
49,380
-2,020
-4% -$120K
PFE icon
57
Pfizer
PFE
$153B
$3.01M 0.33%
88,166
-783
-0.9% -$28.5K
MO icon
58
Altria Group
MO
$114B
$2.93M 0.32%
71,573
-12,353
-15% -$568K
ORCL icon
59
Oracle
ORCL
$423B
$2.93M 0.32%
53,165
-146
-0.3% -$8.06K
LLY icon
60
Eli Lilly
LLY
$1.06T
$2.84M 0.31%
25,386
-1,263
-5% -$141K
MINT icon
61
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.81M 0.3%
27,594
-6,406
-19% -$651K
AME icon
62
Ametek
AME
$58.2B
$2.79M 0.3%
30,336
-85
-0.3% -$7.5K
JNJ icon
63
Johnson & Johnson
JNJ
$625B
$2.67M 0.29%
20,612
-1,542
-7% -$203K
SPY icon
64
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$2.66M 0.29%
8,958
-4,264
-32% -$1.26M
BABA icon
65
Alibaba
BABA
$308B
$2.61M 0.28%
15,629
-771
-5% -$132K
QCOM icon
66
Qualcomm
QCOM
$176B
$2.56M 0.28%
33,532
-488
-1% -$36.7K
MRK icon
67
Merck
MRK
$318B
$2.55M 0.28%
31,763
-384
-1% -$30.8K
C icon
68
Citigroup
C
$226B
$2.52M 0.27%
36,530
-1,637
-4% -$111K
WMT icon
69
Walmart Inc
WMT
$890B
$2.41M 0.26%
60,810
-82,239
-57% -$3.1M
MCD icon
70
McDonald's
MCD
$195B
$2.38M 0.26%
11,103
+163
+1% +$34.9K
MTUM icon
71
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$2.24M 0.24%
18,818
-254
-1% -$30.6K
QQQ icon
72
Invesco QQQ Trust
QQQ
$481B
$2.13M 0.23%
11,293
-1,340
-11% -$254K
SO icon
73
Southern Company
SO
$107B
$2.13M 0.23%
34,500
+18
+0.1% +$1.04K
PEP icon
74
PepsiCo
PEP
$190B
$2.05M 0.22%
14,923
+128
+0.9% +$17K
EPD icon
75
Enterprise Products Partners
EPD
$81.7B
$2.04M 0.22%
71,362
+200
+0.3% +$5.82K
1 2
3
4 5

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.