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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
51
DuPont de Nemours
DD
$19.2B
$3.63M 0.57%
26,827
+3,214
+14% +$462K
NKE icon
52
Nike
NKE
$61.9B
$3.51M 0.55%
47,323
+34,029
+256% +$2.55M
PFE icon
53
Pfizer
PFE
$153B
$3.38M 0.53%
81,697
-173,395
-68% -$7.2M
LLY icon
54
Eli Lilly
LLY
$1.06T
$3.3M 0.52%
28,503
+2,464
+9% +$275K
KO icon
55
Coca-Cola
KO
$375B
$3.2M 0.5%
67,601
-6,279
-8% -$301K
JNJ icon
56
Johnson & Johnson
JNJ
$625B
$3.11M 0.49%
24,113
-6,065
-20% -$846K
ROL icon
57
Rollins
ROL
$18.2B
$2.98M 0.47%
123,924
-2
-0% -$52
F icon
58
Ford
F
$55.7B
$2.96M 0.46%
386,452
+4,409
+1% +$39.3K
GOOG icon
59
Alphabet (Google) Class C
GOOG
$4.32T
$2.74M 0.43%
52,980
-11,360
-18% -$608K
BABA icon
60
Alibaba
BABA
$308B
$2.73M 0.43%
19,910
-2,095
-10% -$310K
DIA icon
61
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$2.69M 0.42%
11,558
+1,727
+18% +$431K
MRK icon
62
Merck
MRK
$318B
$2.61M 0.41%
35,758
-850
-2% -$60K
SPY icon
63
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$2.56M 0.4%
10,249
-291
-3% -$78.5K
ORCL icon
64
Oracle
ORCL
$423B
$2.46M 0.39%
54,434
-1,917
-3% -$91.9K
IBM icon
65
IBM
IBM
$224B
$2.39M 0.38%
21,979
+767
+4% +$92.1K
NVDA icon
66
NVIDIA
NVDA
$5.42T
$2.28M 0.36%
682,160
+30,560
+5% +$146K
MDT icon
67
Medtronic
MDT
$112B
$2.27M 0.36%
24,968
+58
+0.2% +$5.42K
CELG
68
DELISTED
Celgene Corp
CELG
$2.14M 0.34%
33,337
+100
+0.3% +$7.38K
QCOM icon
69
Qualcomm
QCOM
$176B
$2.12M 0.33%
37,313
-519
-1% -$31.5K
TRV icon
70
Travelers Companies
TRV
$80.2B
$2.11M 0.33%
17,607
+2,621
+17% +$328K
C icon
71
Citigroup
C
$226B
$2.1M 0.33%
40,301
-5,329
-12% -$337K
ACN icon
72
Accenture
ACN
$108B
$2.06M 0.32%
14,581
+1
+0% +$158
QQQ icon
73
Invesco QQQ Trust
QQQ
$481B
$1.78M 0.28%
11,563
-1,532
-12% -$256K
CAH icon
74
Cardinal Health
CAH
$55.4B
$1.73M 0.27%
+38,835
New +$2.02M
PEP icon
75
PepsiCo
PEP
$190B
$1.71M 0.27%
15,501
+10
+0.1% +$1.13K
1 2
3
4 5

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.