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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
51
Gilead Sciences
GILD
$165B
$3.37M 0.45%
42,528
-260
-0.6% -$21.1K
MRK icon
52
Merck
MRK
$318B
$3.21M 0.43%
53,900
-4,106
-7% -$240K
WFC icon
53
Wells Fargo
WFC
$264B
$3.12M 0.42%
70,469
-1,839
-3% -$88K
BRK.A icon
54
Berkshire Hathaway Class A
BRK.A
$1.12T
$3.03M 0.4%
14
– –
GOOG icon
55
Alphabet (Google) Class C
GOOG
$4.32T
$3.01M 0.4%
77,420
+10,140
+15% +$385K
DUK icon
56
Duke Energy
DUK
$97.3B
$2.95M 0.39%
36,835
-70
-0.2% -$5.8K
BRK.B icon
57
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.94M 0.39%
20,327
-1,587
-7% -$232K
ORCL icon
58
Oracle
ORCL
$423B
$2.9M 0.39%
73,826
-2,296
-3% -$93.5K
RSP icon
59
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.89M 0.39%
34,628
-519
-1% -$43.2K
TCBK icon
60
TriCo Bancshares
TCBK
$1.83B
$2.89M 0.39%
108,079
– –
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$4.33T
$2.88M 0.38%
71,500
-7,460
-9% -$292K
UNH icon
62
UnitedHealth
UNH
$370B
$2.81M 0.38%
20,097
+1,027
+5% +$144K
KHC icon
63
Kraft Heinz
KHC
$30B
$2.76M 0.37%
30,812
-1,169
-4% -$103K
PEP icon
64
PepsiCo
PEP
$190B
$2.68M 0.36%
24,615
-713
-3% -$76.8K
LLY icon
65
Eli Lilly
LLY
$1.06T
$2.67M 0.36%
33,221
-2,381
-7% -$191K
ADTN icon
66
Adtran
ADTN
$616M
$2.64M 0.35%
138,000
– –
SO icon
67
Southern Company
SO
$107B
$2.58M 0.34%
50,221
-1,989
-4% -$105K
MDLZ icon
68
Mondelez International
MDLZ
$79.9B
$2.47M 0.33%
56,181
-1,912
-3% -$83.9K
RF icon
69
Regions Financial
RF
$26.8B
$2.46M 0.33%
249,730
– –
MDT icon
70
Medtronic
MDT
$112B
$2.44M 0.33%
28,268
-935
-3% -$81.5K
QCOM icon
71
Qualcomm
QCOM
$176B
$2.38M 0.32%
34,670
-5,406
-13% -$329K
WMT icon
72
Walmart Inc
WMT
$890B
$2.27M 0.3%
94,584
+2,301
+2% +$55.8K
WPM icon
73
Wheaton Precious Metals
WPM
$60.9B
$2.23M 0.3%
82,501
+675
+0.8% +$18.6K
CL icon
74
Colgate-Palmolive
CL
$74.4B
$2.19M 0.29%
29,545
– –
CME icon
75
CME Group
CME
$94.8B
$2.14M 0.29%
20,465
– –
1 2
3
4 5

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.