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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.32M 0.41%
23,414
-4,309
-16% -$571K
ORCL icon
52
Oracle
ORCL
$423B
$3.29M 0.4%
80,292
-560
-0.7% -$20.7K
SIRI icon
53
SiriusXM
SIRI
$10.1B
$3.24M 0.4%
82,111
-11,785
-13% -$440K
MRK icon
54
Merck
MRK
$318B
$3.19M 0.39%
63,200
-5,857
-8% -$287K
AMZN icon
55
Amazon
AMZN
$2.96T
$3.16M 0.39%
106,500
-21,820
-17% -$619K
DUK icon
56
Duke Energy
DUK
$97.3B
$3.11M 0.38%
38,491
-2,094
-5% -$158K
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$4.33T
$2.97M 0.37%
77,960
+13,660
+21% +$503K
SPY icon
58
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$2.95M 0.36%
14,334
-2,711
-16% -$529K
AAL icon
59
American Airlines Group
AAL
$10.6B
$2.87M 0.35%
70,028
-15,569
-18% -$627K
RSP icon
60
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.87M 0.35%
36,503
+10,128
+38% +$745K
ADTN icon
61
Adtran
ADTN
$616M
$2.79M 0.34%
138,000
– –
PEP icon
62
PepsiCo
PEP
$190B
$2.79M 0.34%
27,234
-2,191
-7% -$216K
SO icon
63
Southern Company
SO
$107B
$2.77M 0.34%
53,598
-578
-1% -$28.2K
TCBK icon
64
TriCo Bancshares
TCBK
$1.83B
$2.74M 0.34%
108,224
+145
+0.1% +$3.67K
KHC icon
65
Kraft Heinz
KHC
$30B
$2.57M 0.32%
32,748
+459
+1% +$34.3K
HA
66
DELISTED
Hawaiian Holdings, Inc.
HA
$2.53M 0.31%
53,585
-22,326
-29% -$866K
LLY icon
67
Eli Lilly
LLY
$1.06T
$2.51M 0.31%
34,891
+763
+2% +$57.7K
GOOG icon
68
Alphabet (Google) Class C
GOOG
$4.32T
$2.46M 0.3%
66,060
-6,660
-9% -$239K
TSN icon
69
Tyson Foods
TSN
$20.4B
$2.45M 0.3%
36,783
+21,898
+147% +$1.32M
FDX icon
70
FedEx
FDX
$75.4B
$2.42M 0.3%
14,842
-2,139
-13% -$298K
WMT icon
71
Walmart Inc
WMT
$890B
$2.38M 0.29%
104,310
+5,409
+5% +$119K
V icon
72
Visa
V
$677B
$2.36M 0.29%
30,889
-10,860
-26% -$789K
MDLZ icon
73
Mondelez International
MDLZ
$79.9B
$2.35M 0.29%
58,544
-2,762
-5% -$112K
SBUX icon
74
Starbucks
SBUX
$120B
$2.34M 0.29%
39,209
-23,306
-37% -$1.36M
MCD icon
75
McDonald's
MCD
$195B
$2.31M 0.28%
18,414
-2,151
-10% -$257K
1 2
3
4 5

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CHP
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MW
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TAM
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SIA
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CCM
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.