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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCI
701
DELISTED
Lannett Company, Inc.
LCI
– –
-2,584
Closed -$415K
STON
702
DELISTED
StoneMor Inc.
STON
– –
-8,410
Closed -$225K
JRJC
703
DELISTED
China Finance Online Co., Ltd.
JRJC
– –
-1,000
Closed -$62K
EQM
704
DELISTED
EQM Midstream Partners, LP
EQM
– –
-2,681
Closed -$202K
S
705
DELISTED
Sprint Corporation
S
– –
-40,747
Closed -$148K
ARTX
706
DELISTED
Arotech Corporation
ARTX
– –
-28,000
Closed -$57K
CBM
707
DELISTED
Cambrex Corporation
CBM
– –
-39,946
Closed -$1.88M
WP
708
DELISTED
Worldpay, Inc.
WP
– –
-5,900
Closed -$280K
IDTI
709
DELISTED
Integrated Device Technology I
IDTI
– –
-100,124
Closed -$2.64M
AFSI
710
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-64,884
Closed -$2M
CMA.WS
711
DELISTED
Comerica Incorporated Ws
CMA.WS
– –
-30,000
Closed -$420K
FINL
712
DELISTED
Finish Line
FINL
– –
-31,000
Closed -$560K
CBI
713
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-5,694
Closed -$222K
UGAZ
714
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-7
Closed -$44K
MBLY
715
DELISTED
Mobileye N.V.
MBLY
– –
-5,800
Closed -$245K
OHGI
716
DELISTED
One Horizon Group, Inc.
OHGI
– –
-4,117
Closed -$29K
DRYS
717
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$40K
NKA
718
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
– –
-25,700
Closed -$80K
BXLT
719
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-19,145
Closed -$747K
PRGN
720
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
– –
-3,158
Closed -$19K
MOLG
721
DELISTED
MOL GLOBAL INC SPONSORED ADR
MOLG
– –
-16,000
Closed -$11K
LSG
722
DELISTED
LAKE SHORE GOLD CORP
LSG
– –
-20,000
Closed -$16K
ALU
723
DELISTED
Alcatel-Lucent
ALU
– –
-17,760
Closed -$68K
NGLS
724
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-41,027
Closed -$678K
DRWI
725
DELISTED
DragonWave Inc
DRWI
– –
-1,681
Closed -$5K
26 27 28
29
30

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.