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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAAS icon
676
Pan American Silver
PAAS
$21.9B
– –
-11,516
Closed -$75K
PALI icon
677
Palisade Bio
PALI
$361M
– –
0
– -$85K
IFLN
678
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
– –
-49,664
Closed -$866K
PLG
679
Platinum Group Metals
PLG
$203M
– –
-200
Closed -$3K
PRF icon
680
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
– –
-52,210
Closed -$907K
QRVO icon
681
Qorvo
QRVO
$8.6B
– –
-9,276
Closed -$472K
QUIK icon
682
QuickLogic
QUIK
$247M
– –
-3,593
Closed -$57K
SPR
683
DELISTED
Spirit AeroSystems
SPR
– –
-33,107
Closed -$1.66M
SYNA icon
684
Synaptics
SYNA
$4.16B
– –
-19,587
Closed -$1.57M
TBT icon
685
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
– –
-6,700
Closed -$295K
UHS icon
686
Universal Health Services
UHS
$10.5B
– –
-1,689
Closed -$202K
UVE icon
687
Universal Insurance Holdings
UVE
$1.21B
– –
-14,250
Closed -$330K
VALE icon
688
Vale
VALE
$63.3B
– –
-122,551
Closed -$403K
VDE icon
689
Vanguard Energy ETF
VDE
$10.3B
– –
-3,605
Closed -$300K
VUG icon
690
Vanguard Morningstar Growth ETF
VUG
$230B
– –
-23,970
Closed -$425K
VXF icon
691
Vanguard Extended Market ETF
VXF
$31.8B
– –
-15,768
Closed -$1.32M
WAL icon
692
Western Alliance Bancorporation
WAL
$8.77B
– –
-46,612
Closed -$1.67M
WU icon
693
Western Union
WU
$2.17B
– –
-37,736
Closed -$676K
XBI icon
694
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-3,610
Closed -$253K
XIN
695
DELISTED
Xinyuan Real Estate
XIN
– –
-3,018
Closed -$111K
XLU icon
696
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-87,360
Closed -$1.89M
IRD
697
Opus Genetics
IRD
$308M
– –
-145
Closed -$25K
VIVS
698
VivoSim Labs
VIVS
$1.23M
– –
-49
Closed -$29K
NM
699
DELISTED
Navios Maritime Holdings Inc.
NM
– –
-1,000
Closed -$18K
AUY
700
DELISTED
Yamana Gold, Inc.
AUY
– –
-12,870
Closed -$24K
26 27
28
29 30

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.