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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
651
VanEck Gold Miners ETF
GDX
$27.4B
– –
-10,072
Closed -$138K
GLAD icon
652
Gladstone Capital
GLAD
$439M
– –
-18,386
Closed -$269K
GTN icon
653
Gray Television
GTN
$510M
– –
-106,607
Closed -$1.74M
HIO
654
Western Asset High Income Opportunity Fund
HIO
$339M
– –
-362,517
Closed -$1.7M
HPE icon
655
Hewlett Packard
HPE
$73.3B
– –
-24,881
Closed -$220K
IJK icon
656
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-8,288
Closed -$334K
IMMR icon
657
Immersion
IMMR
$256M
– –
-10,000
Closed -$119K
IVR icon
658
Invesco Mortgage Capital
IVR
$792M
– –
-1,401
Closed -$174K
IVZ icon
659
Invesco
IVZ
$14.1B
– –
-5,963
Closed -$200K
JBLU icon
660
JetBlue
JBLU
$2.14B
– –
-112,096
Closed -$2.54M
JCI icon
661
Johnson Controls International
JCI
$91.8B
– –
-5,219
Closed -$216K
JNPR
662
DELISTED
Juniper Networks
JNPR
– –
-7,780
Closed -$215K
LAD icon
663
Lithia Motors
LAD
$8.31B
– –
-16,818
Closed -$1.79M
LAZ icon
664
Lazard
LAZ
$4.16B
– –
-117,720
Closed -$5.3M
LNT icon
665
Alliant Energy
LNT
$17.7B
– –
-17,400
Closed -$543K
LULU icon
666
lululemon athletica
LULU
$14.4B
– –
-6,200
Closed -$325K
MDGL icon
667
Madrigal Pharmaceuticals
MDGL
$11.9B
– –
-9,143
Closed -$113K
MGA icon
668
Magna International
MGA
$18.8B
– –
-5,224
Closed -$212K
MKL icon
669
Markel Group
MKL
$22.9B
– –
-242
Closed -$214K
MS icon
670
Morgan Stanley
MS
$338B
– –
-11,030
Closed -$351K
MUA icon
671
BlackRock MuniAssets Fund
MUA
$520M
– –
-56,824
Closed -$811K
NRP icon
672
Natural Resource Partners
NRP
$1.4B
– –
-3,589
Closed -$45K
NXPI icon
673
NXP Semiconductors
NXPI
$59.4B
– –
-3,175
Closed -$267K
OIA icon
674
Invesco Municipal Income Opportunities Trust
OIA
$290M
– –
-375,017
Closed -$2.73M
OZK icon
675
Bank OZK
OZK
$5.61B
– –
-52,100
Closed -$2.58M
25 26
27
28 29

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CHP
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MW
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TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.