We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
601
Alaska Air
ALK
$5.58B
– –
-3,777
Closed -$335K
AN icon
602
AutoNation
AN
$6.92B
– –
-4,693
Closed -$228K
APD icon
603
Air Products & Chemicals
APD
$67.6B
– –
-1,431
Closed -$206K
ASB icon
604
Associated Banc-Corp
ASB
$5.91B
– –
-8,500
Closed -$210K
AWF
605
AllianceBernstein Global High Income Fund
AWF
$872M
– –
-10,676
Closed -$134K
CALM icon
606
Cal-Maine
CALM
$3.99B
– –
-15,619
Closed -$690K
CRUS icon
607
Cirrus Logic
CRUS
$6.26B
– –
-4,785
Closed -$271K
CVLT icon
608
Commault Systems
CVLT
$5.61B
– –
-5,641
Closed -$290K
EMN icon
609
Eastman Chemical
EMN
$8.42B
– –
-2,799
Closed -$211K
EMR icon
610
Emerson Electric
EMR
$88.3B
– –
-3,689
Closed -$206K
ERC
611
Allspring Multi-Sector Income Fund
ERC
$259M
– –
-15,915
Closed -$204K
FRT icon
612
Federal Realty Investment Trust
FRT
$10.3B
– –
-3,050
Closed -$433K
FSLR icon
613
First Solar
FSLR
$26.9B
– –
-6,640
Closed -$213K
GGN
614
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
– –
-56,765
Closed -$301K
GNTX icon
615
Gentex
GNTX
$5.07B
– –
-287,364
Closed -$5.66M
GPC icon
616
Genuine Parts
GPC
$18.7B
– –
-3,896
Closed -$372K
HAS icon
617
Hasbro
HAS
$13.2B
– –
-3,300
Closed -$257K
HP icon
618
Helmerich & Payne
HP
$3.71B
– –
-2,829
Closed -$219K
IDV icon
619
iShares International Select Dividend ETF
IDV
$8.57B
– –
-13,800
Closed -$408K
IONS icon
620
Ionis Pharmaceuticals
IONS
$9.4B
– –
-8,214
Closed -$393K
IVR icon
621
Invesco Mortgage Capital
IVR
$805M
– –
-1,090
Closed -$159K
JQC icon
622
Nuveen Credit Strategies Income Fund
JQC
$711M
– –
-45,111
Closed -$399K
KYN icon
623
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
– –
-12,500
Closed -$245K
LHX icon
624
L3Harris
LHX
$53.4B
– –
-2,026
Closed -$208K
MLCO icon
625
Melco Resorts & Entertainment
MLCO
$2.14B
– –
-16,417
Closed -$261K
23 24
25
26 27

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.