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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SB icon
601
Safe Bulkers
SB
$774M
$23K ﹤0.01%
20,000
– –
PDLI
602
DELISTED
PDL BioPharma, Inc.
PDLI
$22K ﹤0.01%
+10,563
New +$29.5K
KGJI
603
DELISTED
Kingold Jewelry Inc.
KGJI
$22K ﹤0.01%
2,875
-300
-9% -$3.03K
DNN icon
604
Denison Mines
DNN
$2.91B
$19K ﹤0.01%
36,700
– –
NMM icon
605
Navios Maritime Partners
NMM
$2.26B
$17K ﹤0.01%
+783
New +$17.5K
ASM
606
Avino Silver & Gold Mines
ASM
$1.2B
$16K ﹤0.01%
+12,000
New +$20.5K
MNKD icon
607
MannKind Corp
MNKD
$1.32B
$15K ﹤0.01%
4,780
+800
+20% +$2.31K
ACGN
608
DELISTED
Aceragen Inc
ACGN
$15K ﹤0.01%
74
– –
XRA
609
DELISTED
Exeter Resources Corporation
XRA
$12K ﹤0.01%
16,300
– –
MEMP
610
DELISTED
Memorial Production Partners LP Common Units
MEMP
$7K ﹤0.01%
57,844
-1,000
-2% -$774
AIG icon
611
American International
AIG
$41.3B
– –
-8,084
Closed -$480K
AMBA icon
612
Ambarella
AMBA
$3.81B
– –
-2,740
Closed -$202K
AMN icon
613
AMN Healthcare
AMN
$1.4B
– –
-23,118
Closed -$737K
BUD icon
614
AB InBev
BUD
$165B
– –
-1,650
Closed -$217K
CHRD icon
615
Chord Energy
CHRD
$7.39B
– –
-11,200
Closed -$128K
CLX icon
616
Clorox
CLX
$12.7B
– –
-1,650
Closed -$207K
CRMD icon
617
CorMedix
CRMD
$584M
– –
-2,000
Closed -$25K
DIV icon
618
Global X SuperDividend US ETF
DIV
$783M
– –
-10,000
Closed -$249K
DOC icon
619
Healthpeak Properties
DOC
$14.8B
– –
-7,144
Closed -$247K
DOV icon
620
Dover
DOV
$28.4B
– –
-3,495
Closed -$208K
DOX icon
621
Amdocs
DOX
$6.22B
– –
-4,433
Closed -$256K
DVN icon
622
Devon Energy
DVN
$47.3B
– –
-8,606
Closed -$380K
FBIN icon
623
Fortune Brands Innovations
FBIN
$6.06B
– –
-22,222
Closed -$1.1M
IDT icon
624
IDT Corp
IDT
$1.62B
– –
-20,094
Closed -$293K
LCII icon
625
LCI Industries
LCII
$2.65B
– –
-9,250
Closed -$907K
23 24
25
26 27

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.