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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
601
Uranium Energy
UEC
$5.6B
$25K ﹤0.01%
32,800
-6,200
-16% -$5.34K
PLAG icon
602
Planet Green Holdings
PLAG
$7.97M
$24K ﹤0.01%
80
– –
EGI
603
DELISTED
Entre Resources Ltd. Common Shares
EGI
$24K ﹤0.01%
78,500
– –
KGJI
604
DELISTED
Kingold Jewelry Inc.
KGJI
$24K ﹤0.01%
3,258
-1,734
-35% -$9.49K
VNR
605
DELISTED
Vanguard Natural Resources, LLC
VNR
$22K ﹤0.01%
14,835
-4,412
-23% -$9.23K
DNN icon
606
Denison Mines
DNN
$2.91B
$20K ﹤0.01%
36,700
– –
ACGN
607
DELISTED
Aceragen Inc
ACGN
$20K ﹤0.01%
74
– –
BBEP
608
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$19K ﹤0.01%
33,337
-5,000
-13% -$3.36K
NMM icon
609
Navios Maritime Partners
NMM
$2.25B
$18K ﹤0.01%
990
-467
-32% -$11.1K
UPL
610
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$18K ﹤0.01%
35,965
+6,650
+23% +$7.86K
HGT
611
DELISTED
Hugoton Royalty Trust
HGT
$18K ﹤0.01%
13,333
– –
BTG icon
612
B2Gold
BTG
$6.7B
$17K ﹤0.01%
10,534
– –
SB icon
613
Safe Bulkers
SB
$768M
$16K ﹤0.01%
20,000
– –
VVUS
614
DELISTED
Vivus Inc
VVUS
$15K ﹤0.01%
1,100
– –
PSHG icon
615
Performance Shipping
PSHG
$21.9M
– –
0
– –
SUNE
616
DELISTED
SUNEDISON, INC COM
SUNE
$12K ﹤0.01%
21,650
-113,450
-84% -$261K
PQUE
617
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$12K ﹤0.01%
20,000
– –
ESNC
618
DELISTED
EnSync Inc
ESNC
$11K ﹤0.01%
37,600
– –
GNOW
619
DELISTED
AMERICAN CARESOURCE HLDGS INC COM STK NEW (DE)
GNOW
$11K ﹤0.01%
24,100
– –
XOMA
620
DELISTED
Xoma
XOMA
$9K ﹤0.01%
550
-25
-4% -$450
XRA
621
DELISTED
Exeter Resources Corporation
XRA
$9K ﹤0.01%
16,300
– –
BSIN
622
Big Sky Industrial
BSIN
$62.8M
$7K ﹤0.01%
333
– –
MGT
623
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
$5K ﹤0.01%
23,900
– –
LNCO
624
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$5K ﹤0.01%
13,800
-12,230
-47% -$7.78K
ACLS icon
625
Axcelis
ACLS
$4.09B
– –
-2,500
Closed -$26K
23 24
25
26 27

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MW
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.