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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRI icon
576
Primerica
PRI
$9.65B
– –
-2,045
Closed -$314K
PTC icon
577
PTC
PTC
$16.4B
– –
-9,190
Closed -$1.1M
RHI icon
578
Robert Half
RHI
$4.37B
– –
-3,288
Closed -$330K
RPV icon
579
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
– –
-3,017
Closed -$229K
SCHC icon
580
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
– –
-5,000
Closed -$208K
SRCE icon
581
1st Source
SRCE
$2.1B
– –
-6,737
Closed -$318K
SVC
582
Service Properties Trust
SVC
$1.05B
– –
-3,362
Closed -$188K
TDOC icon
583
Teladoc Health
TDOC
$1.29B
– –
-3,645
Closed -$463K
TGTX icon
584
TG Therapeutics
TGTX
$7.52B
– –
-7,500
Closed -$250K
THG icon
585
Hanover Insurance
THG
$7.86B
– –
-2,317
Closed -$300K
TSLA icon
586
PUT
Tesla
TSLA
$1.31T
– –
-6,300
Closed -$1.63M
UPST icon
587
Upstart Holdings
UPST
$2.94B
– –
-1,072
Closed -$339K
VEEV icon
588
Veeva Systems
VEEV
$38.1B
– –
-805
Closed -$232K
VTR icon
589
Ventas
VTR
$47.2B
– –
-3,848
Closed -$212K
WEN icon
590
Wendy's
WEN
$1.39B
– –
-12,000
Closed -$260K
WYNN icon
591
Wynn Resorts
WYNN
$10.6B
– –
-2,933
Closed -$248K
XBI icon
592
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-1,649
Closed -$207K
XLP icon
593
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-3,000
Closed -$207K
ATYR
594
aTyr Pharma
ATYR
$51.9M
– –
-11,000
Closed -$100K
SRNE
595
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-24,850
Closed -$190K
PCI
596
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-11,292
Closed -$239K
JHB
597
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-49,167
Closed -$462K
GPM
598
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-10,000
Closed -$93K
20 21 22 23
24

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MW
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TAM
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.