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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
576
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
– –
-12,712
Closed -$337K
XLV icon
577
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
– –
-5,431
Closed -$444K
MDRX
578
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-12,207
Closed -$174K
GHL
579
DELISTED
Greenhill & Co., Inc.
GHL
– –
-11,000
Closed -$183K
TA
580
DELISTED
TravelCenters of America LLC
TA
– –
-2,030
Closed -$43K
AUY
581
DELISTED
Yamana Gold, Inc.
AUY
– –
-13,290
Closed -$35K
MNDT
582
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-10,648
Closed -$179K
PCI
583
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-11,460
Closed -$264K
AMTD
584
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-7,929
Closed -$387K
ZIV
585
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
– –
-3,543
Closed -$266K
ACHN
586
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-12,300
Closed -$55K
FGP
587
DELISTED
Ferrellgas Partners, L.P.
FGP
– –
-12,741
Closed -$65K
APU
588
DELISTED
AmeriGas Partners, L.P.
APU
– –
-7,957
Closed -$358K
NDRO
589
DELISTED
Enduro Royalty Trust
NDRO
– –
-18,000
Closed -$78K
HGT
590
DELISTED
Hugoton Royalty Trust
HGT
– –
-13,333
Closed -$25K
RVLT
591
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-33,123
Closed -$215K
WLL
592
DELISTED
Whiting Petroleum Corporation
WLL
– –
-94
Closed -$154K
XIV
593
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-2,682
Closed -$262K
20 21 22 23
24

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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.