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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRYS
576
DELISTED
DryShips Inc. Common Stock
DRYS
$89K 0.01%
+3
New +$172K
HDSN
577
Hudson Technologies
HDSN
$242M
$88K 0.01%
+11,000
New +$77.6K
JVA icon
578
Coffee Holding Co
JVA
$19.8M
$87K 0.01%
18,700
+2,000
+12% +$10.2K
CCEC
579
Capital Clean Energy Carriers
CCEC
$1.35B
$87K 0.01%
3,889
– –
INO icon
580
Inovio Pharmaceuticals
INO
$72.3M
$79K 0.01%
950
-833
-47% -$75.3K
TOVX icon
581
Theriva Biologics
TOVX
$10.2M
$76K 0.01%
11
+1
+10% +$10.3K
OIA icon
582
Invesco Municipal Income Opportunities Trust
OIA
$290M
$74K 0.01%
+10,333
New +$77.8K
DS
583
DELISTED
Drive Shack Inc.
DS
$70K 0.01%
18,693
-15,121
-45% -$66.8K
KERX
584
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$67K 0.01%
11,500
+1,500
+15% +$8.2K
TCRT icon
585
Alaunos Therapeutics
TCRT
$4.74M
$64K 0.01%
80
– –
NDRO
586
DELISTED
Enduro Royalty Trust
NDRO
$62K 0.01%
18,000
– –
WFT
587
DELISTED
Weatherford International plc
WFT
$61K 0.01%
12,155
+600
+5% +$3.14K
ESNC
588
DELISTED
EnSync Inc
ESNC
$57K 0.01%
78,724
+3,524
+5% +$3.22K
SDT
589
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$55K 0.01%
42,000
– –
PWE
590
DELISTED
Penn West Energy Petroleum Ltd
PWE
$54K 0.01%
30,500
+1
+0% +$2
ANH
591
DELISTED
Anworth Mortgage Asset Corporation
ANH
$53K 0.01%
+10,200
New +$51.5K
BXE
592
DELISTED
Bellatrix Exploration Ltd.
BXE
$48K 0.01%
10,192
+2,800
+38% +$12.2K
ACHN
593
DELISTED
Achillion Pharmaceuticals
ACHN
$45K 0.01%
+11,000
New +$58.5K
TNK icon
594
Teekay Tankers
TNK
$2.67B
$42K 0.01%
2,329
+754
+48% +$14.8K
NSU
595
DELISTED
Nevsun Resources Ltd.
NSU
$40K 0.01%
+12,850
New +$38.9K
GPL
596
DELISTED
Great Panther Mining Limited
GPL
$38K ﹤0.01%
2,270
– –
GFI icon
597
Gold Fields
GFI
$36.4B
$36K ﹤0.01%
11,900
– –
HGT
598
DELISTED
Hugoton Royalty Trust
HGT
$29K ﹤0.01%
13,333
– –
BTG icon
599
B2Gold
BTG
$6.7B
$25K ﹤0.01%
10,534
– –
EGI
600
DELISTED
Entre Resources Ltd. Common Shares
EGI
$25K ﹤0.01%
78,500
– –
22 23
24
25 26

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.