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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
551
CALL
Citigroup
C
$228B
– –
-3,000
Closed -$213K
CHMI
552
Cherry Hill Mortgage Investment Corp
CHMI
$105M
– –
-12,126
Closed -$120K
CII icon
553
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
– –
-9,786
Closed -$201K
CTVA icon
554
Corteva
CTVA
$50.7B
– –
-4,574
Closed -$203K
DBX icon
555
Dropbox
DBX
$7.55B
– –
-9,900
Closed -$300K
DG icon
556
Dollar General
DG
$26.9B
– –
-1,489
Closed -$323K
EEM icon
557
iShares MSCI Emerging Markets ETF
EEM
$30.1B
– –
-4,047
Closed -$224K
HI
558
DELISTED
Hillenbrand
HI
– –
-26,091
Closed -$1.15M
IIIV icon
559
i3 Verticals
IIIV
$329M
– –
-7,692
Closed -$232K
IJH icon
560
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-6,720
Closed -$361K
JMIA
561
Jumia Technologies
JMIA
$743M
– –
-7,304
Closed -$221K
NEM icon
562
Newmont
NEM
$124B
– –
-3,422
Closed -$217K
NVCR icon
563
NovoCure
NVCR
$2.02B
– –
-950
Closed -$210K
PINS icon
564
Pinterest
PINS
$13.7B
– –
-3,483
Closed -$275K
PPG icon
565
PPG Industries
PPG
$25.9B
– –
-35,408
Closed -$6.01M
RQI icon
566
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
– –
-11,370
Closed -$179K
TKR icon
567
Timken Company
TKR
$8.9B
– –
-15,375
Closed -$1.24M
TNA icon
568
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.47B
– –
-20,011
Closed -$1.96M
TQQQ icon
569
ProShares UltraPro QQQ
TQQQ
$37.1B
– –
-86,760
Closed -$2.66M
UL icon
570
Unilever
UL
$134B
– –
-3,227
Closed -$212K
XSOE icon
571
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.1B
– –
-6,200
Closed -$261K
CLVS
572
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-14,351
Closed -$83K
ENDP
573
DELISTED
Endo International plc
ENDP
– –
-20,000
Closed -$94K
WORK
574
DELISTED
Slack Technologies, Inc.
WORK
– –
-8,645
Closed -$383K
DCF
575
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
– –
-10,213
Closed -$98K
19 20 21 22
23

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TAM
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SIA
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.