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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGG icon
551
National Grid
NGG
$81.3B
– –
-3,843
Closed -$213K
NUE icon
552
Nucor
NUE
$62.1B
– –
-4,128
Closed -$231K
NVS icon
553
Novartis
NVS
$297B
– –
-2,657
Closed -$204K
OHI icon
554
Omega Healthcare
OHI
$14.7B
– –
-8,193
Closed -$261K
OIA icon
555
Invesco Municipal Income Opportunities Trust
OIA
$292M
– –
-12,333
Closed -$97K
PAAS icon
556
Pan American Silver
PAAS
$21.6B
– –
-11,516
Closed -$196K
PANW icon
557
Palo Alto Networks
PANW
$297B
– –
-9,570
Closed -$230K
PEG icon
558
Public Service Enterprise Group
PEG
$37.7B
– –
-4,524
Closed -$209K
PFN
559
PIMCO Income Strategy Fund II
PFN
$703M
– –
-13,501
Closed -$144K
PLG
560
Platinum Group Metals
PLG
$193M
– –
-1,000
Closed -$4K
RCL icon
561
Royal Caribbean
RCL
$85.6B
– –
-1,718
Closed -$204K
REGN icon
562
Regeneron Pharmaceuticals
REGN
$80.8B
– –
-490
Closed -$219K
RIG icon
563
Transocean
RIG
$5.82B
– –
-14,298
Closed -$154K
RNP icon
564
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
– –
-11,000
Closed -$233K
TMUS icon
565
T-Mobile US
TMUS
$190B
– –
-12,989
Closed -$801K
TNK icon
566
Teekay Tankers
TNK
$2.68B
– –
-1,773
Closed -$23K
TWO
567
Two Harbors Investment
TWO
$1.27B
– –
-2,450
Closed -$198K
UBT icon
568
ProShares Ultra 20+ Year Treasury
UBT
$57.9M
– –
-5,010
Closed -$201K
VCSH icon
569
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-3,569
Closed -$286K
VGK icon
570
Vanguard FTSE Europe ETF
VGK
$31.4B
– –
-5,188
Closed -$303K
VTRS icon
571
Viatris
VTRS
$18.9B
– –
-6,405
Closed -$201K
VUG icon
572
Vanguard Morningstar Growth ETF
VUG
$231B
– –
-11,124
Closed -$246K
WB icon
573
Weibo
WB
$1.95B
– –
-2,999
Closed -$297K
XLB icon
574
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-12,152
Closed -$345K
XLRE icon
575
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
– –
-9,571
Closed -$309K
20 21 22
23
24

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.