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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NG icon
551
NovaGold Resources
NG
$3.33B
$131K 0.02%
26,800
– –
BHC icon
552
Bausch Health
BHC
$2.34B
$126K 0.02%
11,434
-19,400
-63% -$267K
GPM
553
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$124K 0.02%
15,301
+3,651
+31% +$29.9K
PSLV icon
554
Sprott Physical Silver Trust
PSLV
$13.2B
$121K 0.02%
17,500
-2,999
-15% -$19.9K
SJT
555
San Juan Basin Royalty Trust
SJT
$118M
$118K 0.02%
16,300
-5,900
-27% -$41.2K
EGLT
556
DELISTED
Egalet Corporation
EGLT
$116K 0.02%
22,718
-117,282
-84% -$611K
SHLD
557
DELISTED
Sears Holding Corporation
SHLD
$115K 0.02%
10,000
-1,000
-9% -$8.36K
ORC
558
Orchid Island Capital
ORC
$1.31B
$114K 0.01%
2,280
+41
+2% +$2.23K
CVRR
559
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
GRX
560
Gabelli Healthcare & Wellness Trust
GRX
$146M
$100K 0.01%
10,040
-3,759
-27% -$37.3K
XRX icon
561
Xerox
XRX
$425M
$96K 0.01%
+3,282
New +$94.7K
FAX
562
abrdn Asia-Pacific Income Fund
FAX
$600M
$94K 0.01%
3,152
-641
-17% -$18.6K
VER
563
DELISTED
VEREIT, Inc.
VER
$94K 0.01%
2,213
-560
-20% -$24.1K
CLF icon
564
Cleveland-Cliffs
CLF
$6.99B
$93K 0.01%
11,360
-1,500
-12% -$14.3K
BCIC
565
BCP Investment Corp
BCIC
$92.9M
$92K 0.01%
2,259
– –
JVA icon
566
Coffee Holding Co
JVA
$20M
$87K 0.01%
18,700
– –
TRQ
567
DELISTED
Turquoise Hill Resources Ltd
TRQ
$86K 0.01%
2,808
– –
TCRT icon
568
Alaunos Therapeutics
TCRT
$4.86M
$82K 0.01%
87
+7
+9% +$6.52K
TOVX icon
569
Theriva Biologics
TOVX
$10.1M
$82K 0.01%
15
+4
+36% +$27.9K
KERX
570
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$80K 0.01%
13,000
+1,500
+13% +$8.22K
HDSN
571
Hudson Technologies
HDSN
$235M
$79K 0.01%
12,000
+1,000
+9% +$7.28K
CCEC
572
Capital Clean Energy Carriers
CCEC
$1.35B
$79K 0.01%
3,175
-714
-18% -$17K
WFT
573
DELISTED
Weatherford International plc
WFT
$77K 0.01%
11,555
-600
-5% -$3.52K
DS
574
DELISTED
Drive Shack Inc.
DS
$76K 0.01%
18,360
-333
-2% -$1.39K
INO icon
575
Inovio Pharmaceuticals
INO
$69M
$75K 0.01%
950
– –
21 22
23
24 25

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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.