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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRA
551
DELISTED
Exeter Resources Corporation
XRA
$21K ﹤0.01%
16,300
– –
UEC icon
552
Uranium Energy
UEC
$5.62B
$20K ﹤0.01%
19,800
-13,000
-40% -$13.1K
ARNA
553
DELISTED
Arena Pharmaceuticals Inc
ARNA
$18K ﹤0.01%
+1,000
New +$16.6K
DNN icon
554
Denison Mines
DNN
$2.92B
$17K ﹤0.01%
36,700
– –
MNKD icon
555
MannKind Corp
MNKD
$1.27B
$12K ﹤0.01%
3,980
-200
-5% -$884
PLAG icon
556
Planet Green Holdings
PLAG
$7.94M
$12K ﹤0.01%
76
– –
BAS
557
DELISTED
Basis Energy Services, Inc.
BAS
$9K ﹤0.01%
19
+1
+6% +$457
AA icon
558
Alcoa
AA
$13.5B
– –
-24,409
Closed -$544K
AGNC icon
559
AGNC Investment
AGNC
$12.8B
– –
-42,866
Closed -$850K
AMD icon
560
Advanced Micro Devices
AMD
$777B
– –
-140,753
Closed -$724K
AMED
561
DELISTED
Amedisys
AMED
– –
-20,974
Closed -$1.06M
ASH icon
562
Ashland
ASH
$3.49B
– –
-4,615
Closed -$259K
BAK icon
563
Braskem
BAK
$917M
– –
-26,100
Closed -$309K
BGY icon
564
BlackRock Enhanced International Dividend Trust
BGY
$531M
– –
-12,298
Closed -$71K
BNY
565
Bank of New York Mellon
BNY
$108B
– –
-5,138
Closed -$200K
BSBR icon
566
Santander
BSBR
$43.8B
– –
-11,484
Closed -$63K
BXMT icon
567
Blackstone Mortgage Trust
BXMT
$2.35B
– –
-8,814
Closed -$244K
CCJ icon
568
Cameco
CCJ
$42.6B
– –
-16,204
Closed -$178K
CINF icon
569
Cincinnati Financial
CINF
$26.9B
– –
-85,916
Closed -$6.43M
CLMT icon
570
Calumet Specialty Products
CLMT
$3.86B
– –
-11,517
Closed -$56K
CSQ icon
571
Calamos Strategic Total Return Fund
CSQ
$3.37B
– –
-10,103
Closed -$100K
CTSH icon
572
Cognizant
CTSH
$25.9B
– –
-4,473
Closed -$256K
EMD
573
Western Asset Emerging Markets Debt Fund
EMD
$613M
– –
-11,699
Closed -$180K
EMR icon
574
Emerson Electric
EMR
$88.5B
– –
-4,338
Closed -$226K
ENB icon
575
Enbridge
ENB
$112B
– –
-9,058
Closed -$384K
21 22
23
24 25

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.