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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
526
Oaktree Specialty Lending
OCSL
$1.12B
– –
-3,483
Closed -$63K
OPCH icon
527
Option Care Health
OPCH
$3.64B
– –
-6,533
Closed -$206K
SLG icon
528
SL Green Realty
SLG
$3.99B
– –
-21,247
Closed -$853K
SWKS icon
529
Skyworks Solutions
SWKS
$10.3B
– –
-3,610
Closed -$308K
TEAM icon
530
Atlassian
TEAM
$39.4B
– –
-1,133
Closed -$239K
TRMB icon
531
Trimble
TRMB
$13.4B
– –
-10,300
Closed -$559K
UAA icon
532
Under Armour
UAA
$2.31B
– –
-10,300
Closed -$68K
WIW
533
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
– –
-18,500
Closed -$168K
WSM icon
534
Williams-Sonoma
WSM
$29.7B
– –
-77,706
Closed -$4.58M
ZBH icon
535
Zimmer Biomet
ZBH
$18.7B
– –
-2,848
Closed -$298K
ZS icon
536
Zscaler
ZS
$28.7B
– –
-1,551
Closed -$255K
SPGS.U
537
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
– –
-14,000
Closed -$138K
HYT.RT
538
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
– –
-14,768
Closed –
AMPE
539
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-190
Closed -$3K
DRE
540
DELISTED
Duke Realty Corp.
DRE
– –
-18,094
Closed -$872K
18 19 20 21
22

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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.