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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMX
526
DELISTED
EMX Royalty
EMX
$97K 0.01%
42,732
– –
SAN icon
527
Banco Santander
SAN
$210B
$83K 0.01%
25,362
-1,285
-5% -$4.51K
OIA icon
528
Invesco Municipal Income Opportunities Trust
OIA
$290M
$80K 0.01%
10,000
– –
ADAM
529
Adamas Trust
ADAM
$920M
$78K 0.01%
5,206
– –
OCSL icon
530
Oaktree Specialty Lending
OCSL
$1.13B
$78K 0.01%
3,483
– –
UUUU icon
531
Energy Fuels
UUUU
$3.68B
$78K 0.01%
10,263
– –
JMM icon
532
Nuveen Multi-Market Income Fund
JMM
$55.2M
$76K 0.01%
10,000
– –
TLRY icon
533
Tilray
TLRY
$639M
$72K ﹤0.01%
+1,027
New +$103K
CIF
534
DELISTED
MFS Intermediate High Income Fund
CIF
$67K ﹤0.01%
24,260
+6,780
+39% +$20K
CXE
535
DELISTED
MFS High Income Municipal Trust
CXE
$66K ﹤0.01%
13,000
– –
ORC
536
Orchid Island Capital
ORC
$1.31B
$52K ﹤0.01%
+2,293
New +$54.9K
CDZI icon
537
Cadiz
CDZI
$296M
$46K ﹤0.01%
+12,000
New +$64.9K
SNES icon
538
SenesTech
SNES
$6.78M
$44K ﹤0.01%
19
– –
AAIC
539
DELISTED
Arlington Asset Investment Corp.
AAIC
$41K ﹤0.01%
11,445
– –
AMPE
540
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$32K ﹤0.01%
190
+33
+21% +$12.3K
DHY
541
Credit Suisse High Yield Credit Fund
DHY
$242M
$30K ﹤0.01%
12,000
– –
SPPI
542
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$22K ﹤0.01%
17,200
+4,600
+37% +$8.22K
OGI
543
Organigram Holdings
OGI
$175M
$21K ﹤0.01%
3,054
– –
ABM icon
544
ABM Industries
ABM
$2.83B
– –
-6,696
Closed -$301K
AIT icon
545
Applied Industrial Technologies
AIT
$13.2B
– –
-3,557
Closed -$321K
AMZN icon
546
CALL
Amazon
AMZN
$2.95T
– –
-12,000
Closed -$1.97M
AVY icon
547
Avery Dennison
AVY
$13.6B
– –
-1,461
Closed -$302K
BEAM icon
548
Beam Therapeutics
BEAM
$2.78B
– –
-2,500
Closed -$218K
BIIB icon
549
Biogen
BIIB
$30.4B
– –
-710
Closed -$201K
CAH icon
550
Cardinal Health
CAH
$56.4B
– –
-17,362
Closed -$859K
20 21
22
23 24

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.