We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCRT icon
526
Alaunos Therapeutics
TCRT
$4.84M
– –
-97
Closed -$46K
TMP icon
527
Tompkins Financial
TMP
$1.4B
– –
-2,500
Closed -$203K
UHS icon
528
Universal Health Services
UHS
$10.2B
– –
-6,855
Closed -$876K
UL icon
529
Unilever
UL
$135B
– –
-3,286
Closed -$203K
URI icon
530
United Rentals
URI
$70.8B
– –
-6,096
Closed -$997K
VEU icon
531
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
– –
-3,892
Closed -$203K
VOOG icon
532
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
– –
-7,788
Closed -$206K
VXF icon
533
Vanguard Extended Market ETF
VXF
$31.8B
– –
-1,830
Closed -$224K
XBI icon
534
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-29,200
Closed -$2.8M
XBI icon
535
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-3,494
Closed -$335K
XLK icon
536
CALL
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-6,000
Closed -$226K
XLY icon
537
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
– –
-4,316
Closed -$253K
SGI
538
Somnigroup International
SGI
$13.6B
– –
-15,600
Closed -$206K
SLCA
539
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-10,650
Closed -$201K
WRK
540
DELISTED
WestRock Company
WRK
– –
-16,833
Closed -$900K
FEN
541
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-12,000
Closed -$267K
NS
542
DELISTED
NuStar Energy L.P.
NS
– –
-9,330
Closed -$259K
SRC
543
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-3,020
Closed -$122K
TWTR
544
DELISTED
Twitter, Inc.
TWTR
– –
-7,045
Closed -$201K
PCI
545
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-8,460
Closed -$204K
SNR
546
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-10,448
Closed -$62K
NEOS
547
DELISTED
Neos Therapeutics, Inc
NEOS
– –
-10,000
Closed -$49K
PTLA
548
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-7,607
Closed -$203K
AGN
549
DELISTED
Allergan plc
AGN
– –
-1,097
Closed -$209K
RTN
550
CALL
DELISTED
Raytheon Company
RTN
– –
-1,000
Closed -$207K
19 20 21
22
23

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.