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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGJI
526
DELISTED
Kingold Jewelry Inc.
KGJI
$28K ﹤0.01%
2,342
-483
-17% -$6.16K
DNN icon
527
Denison Mines
DNN
$2.91B
$21K ﹤0.01%
37,700
+1,000
+3% +$492
ACGN
528
DELISTED
Aceragen Inc
ACGN
$21K ﹤0.01%
74
– –
BXE
529
DELISTED
Bellatrix Exploration Ltd.
BXE
$18K ﹤0.01%
10,642
– –
APA icon
530
APA Corp
APA
$13.2B
– –
-6,265
Closed -$287K
ARLP icon
531
Alliance Resource Partners
ARLP
$3.17B
– –
-11,295
Closed -$219K
BWG
532
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-12,000
Closed -$161K
CTSH icon
533
Cognizant
CTSH
$26B
– –
-3,468
Closed -$252K
EL icon
534
Estee Lauder
EL
$32B
– –
-7,938
Closed -$856K
EMN icon
535
Eastman Chemical
EMN
$8.42B
– –
-8,259
Closed -$747K
EMR icon
536
Emerson Electric
EMR
$88.3B
– –
-3,466
Closed -$218K
ETV
537
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
– –
-21,318
Closed -$327K
FONR
538
DELISTED
Fonar
FONR
– –
-15,880
Closed -$484K
GATX icon
539
GATX Corp
GATX
$6.27B
– –
-12,912
Closed -$795K
GBCI icon
540
Glacier Bancorp
GBCI
$6.35B
– –
-8,500
Closed -$321K
GGN
541
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
– –
-28,820
Closed -$162K
GSK icon
542
GSK
GSK
$106B
– –
-4,594
Closed -$233K
HE icon
543
Hawaiian Electric Industries
HE
$2.14B
– –
-6,425
Closed -$214K
HUN icon
544
Huntsman Corp
HUN
$1.77B
– –
-45,456
Closed -$1.25M
IVV icon
545
iShares Core S&P 500 ETF
IVV
$902B
– –
-978
Closed -$247K
KKR icon
546
KKR & Co
KKR
$92.3B
– –
-10,123
Closed -$206K
KMX icon
547
CarMax
KMX
$8.26B
– –
-3,095
Closed -$235K
MHK icon
548
Mohawk Industries
MHK
$9.22B
– –
-1,275
Closed -$316K
MUA icon
549
BlackRock MuniAssets Fund
MUA
$522M
– –
-13,000
Closed -$196K
NFJ
550
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
– –
-10,441
Closed -$140K
20 21
22
23 24

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CHP
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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.