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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+9.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$73.3M
Cap. Flow
+$7.26M
Cap. Flow %
0.67%
Top 10 Hldgs %
35.31%
Holding
557
New
49
Increased
202
Reduced
129
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.07M
2
FMC icon
FMC
FMC
+$5.92M
3
ACN icon
Accenture
ACN
+$5.81M
4
JPM icon
JPMorgan Chase
JPM
+$3.78M
5
TSLA icon
Tesla
TSLA
+$2.36M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$12M
2
COP icon
ConocoPhillips
COP
+$5.56M
3
DIS icon
Walt Disney
DIS
+$3.87M
4
V icon
Visa
V
+$3.69M
5
APA icon
APA Corp
APA
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 27.4%
2 Financials 9.24%
3 Healthcare 8.7%
4 Industrials 7.75%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLRY icon
501
Tilray
TLRY
$651M
$51K ﹤0.01%
2,017
– –
LABU icon
502
CALL
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$638M
$49.1K ﹤0.01%
+500
New +$67.8K
CXE
503
DELISTED
MFS High Income Municipal Trust
CXE
$47.5K ﹤0.01%
13,000
– –
CIF
504
DELISTED
MFS Intermediate High Income Fund
CIF
$44.6K ﹤0.01%
26,525
– –
SACH
505
Sachem Capital Corp
SACH
$39M
$42.6K ﹤0.01%
+11,452
New +$42.1K
SPPI
506
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$35.4K ﹤0.01%
47,200
+2,000
+4% +$1.46K
AMLI
507
DELISTED
American Lithium Corp. Common Stock
AMLI
$34.6K ﹤0.01%
+15,000
New +$44K
AAIC
508
DELISTED
Arlington Asset Investment Corp.
AAIC
$32.7K ﹤0.01%
11,445
– –
MTTR
509
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$31.4K ﹤0.01%
11,506
-5,000
-30% -$15.3K
DHY
510
Credit Suisse High Yield Credit Fund
DHY
$242M
$28.4K ﹤0.01%
15,000
– –
TRX icon
511
TRX Gold Corp
TRX
$350M
$24.1K ﹤0.01%
+50,000
New +$22K
SDC
512
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$13K ﹤0.01%
+30,276
New +$15.5K
HGEN
513
DELISTED
HUMANIGEN, INC.
HGEN
$5.17K ﹤0.01%
+36,000
New +$5.76K
BACK
514
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$2.72K ﹤0.01%
634
– –
HGEN
515
CALL
DELISTED
HUMANIGEN, INC.
HGEN
$1.44K ﹤0.01%
+10,000
New +$1.6K
AMZN icon
516
PUT
Amazon
AMZN
$2.94T
– –
-700
Closed -$58.8K
BSX icon
517
Boston Scientific
BSX
$74.2B
– –
-7,444
Closed -$344K
BTI icon
518
British American Tobacco
BTI
$122B
– –
-5,504
Closed -$220K
C icon
519
CALL
Citigroup
C
$228B
– –
-2,000
Closed -$90.5K
CLF icon
520
CALL
Cleveland-Cliffs
CLF
$7.08B
– –
-5,000
Closed -$80.5K
CMA
521
DELISTED
Comerica
CMA
– –
-4,778
Closed -$319K
ET icon
522
CALL
Energy Transfer Partners
ET
$71.6B
– –
-2,000
Closed -$23.7K
FDL icon
523
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.88B
– –
-5,528
Closed -$202K
FDX icon
524
CALL
FedEx
FDX
$76.3B
– –
-500
Closed -$86.6K
GE icon
525
CALL
GE Aerospace
GE
$382B
– –
-1,605
Closed -$83.8K
19 20
21
22 23

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Sheaff Brock Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Sheaff Brock Investment Advisors held 557 positions worth $1.09B, up 7.2% from $1.01B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2023 filing shows 49 new, 202 increased, 129 reduced and 41 closed positions. Its largest new stake was Berkshire Hathaway Class A: 13 shares worth $6.05M. The largest sale was iShares Select Dividend ETF, an estimated $12M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q1 2023 buy was Berkshire Hathaway Class A: 13 shares worth $6.05M.
  • Sheaff Brock Investment Advisors added most to Accenture in Q1 2023, an estimated $5.81M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2023 reduction was iShares Select Dividend ETF, cutting an estimated $12M.
  • Sheaff Brock Investment Advisors fully exited ProShares UltraPro QQQ in Q1 2023, selling an estimated $1.42M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 35% of its $1.09B portfolio in Q1 2023.
  • Sheaff Brock Investment Advisors opened 49 new positions and closed 41 in Q1 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.2% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2023, filed 1 May 2023.