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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$931M
AUM Growth
-$267M
Cap. Flow
-$9.56M
Cap. Flow %
-1.03%
Top 10 Hldgs %
36.08%
Holding
526
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$7.87M
2
AFG icon
American Financial Group
AFG
+$5.81M
3
KR icon
Kroger
KR
+$5.51M
4
HON icon
Honeywell
HON
+$3.15M
5
DOW icon
Dow Inc
DOW
+$3.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.65M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.32M
3
NVDA icon
NVIDIA
NVDA
+$4.49M
4
KO icon
Coca-Cola
KO
+$3.24M
5
PG icon
Procter & Gamble
PG
+$3.14M

Sector Composition

Rank Sector Weight
1 Technology 25.89%
2 Healthcare 9.44%
3 Financials 9.12%
4 Consumer Discretionary 7.71%
5 Industrials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDXS icon
501
Codexis
CDXS
$159M
– –
-20,000
Closed -$209K
FAS icon
502
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
– –
-10,112
Closed -$638K
GLD icon
503
SPDR Gold Trust
GLD
$143B
– –
-1,232
Closed -$208K
GOOG icon
504
CALL
Alphabet (Google) Class C
GOOG
$4.19T
– –
0
– -$219K
GOOGL icon
505
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
– –
0
– -$1.74M
HAL icon
506
Halliburton
HAL
$28.2B
– –
-7,462
Closed -$234K
HLI icon
507
Houlihan Lokey
HLI
$8.77B
– –
-14,474
Closed -$1.14M
HZO icon
508
MarineMax
HZO
$1.16B
– –
-30,381
Closed -$1.1M
ICLR icon
509
Icon
ICLR
$12.8B
– –
-940
Closed -$204K
LCID icon
510
Lucid Motors
LCID
$2.64B
– –
-1,386
Closed -$238K
LULU icon
511
lululemon athletica
LULU
$14.3B
– –
-736
Closed -$201K
MP icon
512
MP Materials
MP
$9.84B
– –
-10,520
Closed -$337K
NCLH icon
513
Norwegian Cruise Line
NCLH
$8.59B
– –
-16,000
Closed -$178K
NEM icon
514
Newmont
NEM
$124B
– –
-3,422
Closed -$204K
NOW icon
515
ServiceNow
NOW
$132B
– –
-2,695
Closed -$256K
ORC
516
Orchid Island Capital
ORC
$1.31B
– –
-4,094
Closed -$58K
STK
517
Columbia Seligman Premium Technology Growth Fund
STK
$922M
– –
-8,052
Closed -$202K
TNA icon
518
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.47B
– –
-22,000
Closed -$722K
TQQQ icon
519
ProShares UltraPro QQQ
TQQQ
$36.7B
– –
-68,372
Closed -$820K
TSLA icon
520
CALL
Tesla
TSLA
$1.31T
– –
0
– -$539K
TSLA icon
521
PUT
Tesla
TSLA
$1.31T
– –
0
– -$202K
TUSK icon
522
Mammoth Energy Services
TUSK
$158M
– –
-100,000
Closed -$220K
VWO icon
523
Vanguard FTSE Emerging Markets ETF
VWO
$125B
– –
-4,999
Closed -$208K
WRB icon
524
W.R. Berkley
WRB
$26B
– –
-4,500
Closed -$205K
XYZ
525
Block Inc
XYZ
$47.5B
– –
-3,432
Closed -$211K
18 19 20
21
22

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Sheaff Brock Investment Advisors held 526 positions worth $931M, down 22% from $1.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2022 filing shows 25 new, 167 increased, 156 reduced and 26 closed positions. Its largest new stake was American Financial Group: 44,290 shares worth $5.45M. The largest sale was Apple, an estimated $8.65M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2022 buy was American Financial Group: 44,290 shares worth $5.45M.
  • Sheaff Brock Investment Advisors added most to APA Corp in Q3 2022, an estimated $7.87M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2022 reduction was Apple, cutting an estimated $8.65M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q3 2022, selling an estimated $5.32M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 36% of its $931M portfolio in Q3 2022.
  • Sheaff Brock Investment Advisors opened 25 new positions and closed 26 in Q3 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 22% quarter-over-quarter to $931M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2022, filed 3 Nov 2022.