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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
-$57.2M
Cap. Flow
+$15.6M
Cap. Flow %
1.09%
Top 10 Hldgs %
46.29%
Holding
581
New
38
Increased
229
Reduced
146
Closed
45

Top Buys

Rank Stock Value
1
IPDP
Dividend Performers ETF
IPDP
+$15.1M
2
MRK icon
Merck
MRK
+$10.2M
3
IPPP
Preferred-Plus ETF
IPPP
+$9.28M
4
ORCL icon
Oracle
ORCL
+$6.07M
5
MSFT icon
Microsoft
MSFT
+$3.53M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.38M
2
MMM icon
3M
MMM
+$4.48M
3
MDT icon
Medtronic
MDT
+$4.33M
4
IBM icon
IBM
IBM
+$4.12M
5
DOW icon
Dow Inc
DOW
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 26.07%
2 Financials 8.76%
3 Consumer Discretionary 7.39%
4 Healthcare 7.15%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
501
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$153K 0.01%
11,000
– –
NEA icon
502
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$146K 0.01%
11,141
– –
BKD icon
503
Brookdale Senior Living
BKD
$3B
$145K 0.01%
20,500
+1,000
+5% +$6.11K
PMO
504
Franklin Municipal Opportunities Trust
PMO
$285M
$140K 0.01%
12,000
– –
SPGS.U
505
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$138K 0.01%
14,000
– –
JPS
506
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$135K 0.01%
16,092
+100
+0.6% +$879
DNP icon
507
DNP Select Income Fund
DNP
$4.1B
$133K 0.01%
11,236
+50
+0.4% +$561
NKLA
508
DELISTED
Nikola Corporation Common Stock
NKLA
$126K 0.01%
+393
New +$100K
NCV
509
Virtus Convertible & Income Fund
NCV
$393M
$123K 0.01%
6,102
+53
+0.9% +$1.09K
CHW
510
Calamos Global Dynamic Income Fund
CHW
$552M
$121K 0.01%
13,635
– –
GLO
511
Clough Global Opportunities Fund
GLO
$257M
$118K 0.01%
12,500
+2,145
+21% +$20.8K
ERC
512
Allspring Multi-Sector Income Fund
ERC
$261M
$115K 0.01%
11,000
– –
UUUU icon
513
Energy Fuels
UUUU
$3.69B
$112K 0.01%
12,263
+2,000
+19% +$15.6K
HYB
514
DELISTED
New America High Income Fund, Inc.
HYB
$106K 0.01%
13,076
– –
ETJ
515
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$105K 0.01%
10,625
– –
ELP
516
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$102K 0.01%
+16,250
New +$85.1K
EMX
517
DELISTED
EMX Royalty
EMX
$93K 0.01%
42,732
– –
RAD
518
DELISTED
Rite Aid Corporation
RAD
$91K 0.01%
10,412
– –
SAN icon
519
Banco Santander
SAN
$210B
$86K 0.01%
25,362
– –
RIG icon
520
Transocean
RIG
$6.49B
$84K 0.01%
+18,300
New +$69.6K
OSUR icon
521
OraSure Technologies
OSUR
$268M
$82K 0.01%
12,033
– –
FEI
522
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$82K 0.01%
+10,000
New +$78.3K
TLRY icon
523
Tilray
TLRY
$651M
$79K 0.01%
1,017
-10
-1% -$626
OCSL icon
524
Oaktree Specialty Lending
OCSL
$1.13B
$77K 0.01%
3,483
– –
ADAM
525
Adamas Trust
ADAM
$919M
$76K 0.01%
5,206
– –
19 20
21
22 23

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WCF
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Sheaff Brock Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Sheaff Brock Investment Advisors held 581 positions worth $1.44B, down 3.8% from $1.49B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2022 filing shows 38 new, 229 increased, 146 reduced and 45 closed positions. Its largest new stake was Dividend Performers ETF: 936,751 shares worth $15.7M. The largest sale was Apple, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 27% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q1 2022 buy was Dividend Performers ETF: 936,751 shares worth $15.7M.
  • Sheaff Brock Investment Advisors added most to Merck in Q1 2022, an estimated $10.2M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2022 reduction was Apple, cutting an estimated $5.38M.
  • Sheaff Brock Investment Advisors fully exited Ziff Davis in Q1 2022, selling an estimated $1.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 46% of its $1.44B portfolio in Q1 2022.
  • Sheaff Brock Investment Advisors opened 38 new positions and closed 45 in Q1 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.8% quarter-over-quarter to $1.44B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2022, filed 6 May 2022.