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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGT
501
Gabelli Multimedia Trust
GGT
$176M
$177K 0.01%
20,765
+5,080
+32% +$45.8K
NEA icon
502
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$174K 0.01%
11,141
– –
HYI
503
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$173K 0.01%
11,000
– –
PMO
504
Franklin Municipal Opportunities Trust
PMO
$285M
$173K 0.01%
12,000
– –
CIM
505
Chimera Investment
CIM
$980M
$169K 0.01%
3,744
+3
+0.1% +$142
REI icon
506
Ring Energy
REI
$354M
$157K 0.01%
69,000
-6,400
-8% -$19.8K
SRTS icon
507
Sensus Healthcare
SRTS
$50.9M
$157K 0.01%
21,714
-5,000
-19% -$27.4K
JPS
508
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$156K 0.01%
15,992
+200
+1% +$1.93K
RAD
509
DELISTED
Rite Aid Corporation
RAD
$153K 0.01%
10,412
-500
-5% -$6.74K
DVAX
510
DELISTED
Dynavax Technologies
DVAX
$151K 0.01%
+10,750
New +$177K
ERC
511
Allspring Multi-Sector Income Fund
ERC
$261M
$145K 0.01%
11,000
– –
NCV
512
Virtus Convertible & Income Fund
NCV
$391M
$141K 0.01%
6,049
+241
+4% +$5.79K
MFIN icon
513
Medallion Financial
MFIN
$249M
$139K 0.01%
24,000
– –
SPGS.U
514
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$139K 0.01%
14,000
– –
CRF
515
Cornerstone Total Return Fund
CRF
$1.17B
$138K 0.01%
10,243
– –
FEN
516
DELISTED
First Trust Energy Income and Growth Fund
FEN
$138K 0.01%
10,000
– –
CHW
517
Calamos Global Dynamic Income Fund
CHW
$555M
$136K 0.01%
13,635
– –
BFX
518
DELISTED
BowFlex Inc.
BFX
$132K 0.01%
+21,500
New +$178K
STNG icon
519
Scorpio Tankers
STNG
$3.83B
$128K 0.01%
10,000
– –
DNP icon
520
DNP Select Income Fund
DNP
$4.09B
$122K 0.01%
11,186
+30
+0.3% +$324
HYB
521
DELISTED
New America High Income Fund, Inc.
HYB
$122K 0.01%
13,076
-20
-0.2% -$193
ETJ
522
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$114K 0.01%
10,625
– –
GLO
523
Clough Global Opportunities Fund
GLO
$257M
$110K 0.01%
+10,355
New +$125K
OSUR icon
524
OraSure Technologies
OSUR
$276M
$105K 0.01%
12,033
– –
BKD icon
525
Brookdale Senior Living
BKD
$3.27B
$101K 0.01%
19,500
-1,000
-5% -$6.24K
19 20
21
22 23

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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.