SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Return 14.39%
This Quarter Return
+0.15%
1 Year Return
+14.39%
3 Year Return
+57.7%
5 Year Return
+176.28%
10 Year Return
–
AUM
$1.03B
AUM Growth
-$23M
Cap. Flow
-$15.9M
Cap. Flow %
-1.55%
Top 10 Hldgs %
32.28%
Holding
566
New
48
Increased
236
Reduced
125
Closed
25

Top Buys

1
CVS icon
CVS Health
CVS
$6.87M
2
WSM icon
Williams-Sonoma
WSM
$6.63M
3
STX icon
Seagate
STX
$5.46M
4
HD icon
Home Depot
HD
$3.53M
5
V icon
Visa
V
$3.32M

Top Sells

1
AAPL icon
Apple
AAPL
$19.8M
2
PPG icon
PPG Industries
PPG
$6.01M
3
PG icon
Procter & Gamble
PG
$4.39M
4
BMY icon
Bristol-Myers Squibb
BMY
$4.29M
5
MSFT icon
Microsoft
MSFT
$3.85M

Sector Composition

1 Technology 30.46%
2 Consumer Discretionary 13.04%
3 Financials 12.37%
4 Healthcare 8.99%
5 Industrials 7.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYI
501
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$175K 0.01%
11,000
– –
NEA icon
502
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.28B
$169K 0.01%
11,141
– –
CIM
503
Chimera Investment
CIM
$1.19B
$167K 0.01%
+3,741
New +$167K
PMO
504
Putnam Municipal Opportunities Trust
PMO
$277M
$164K 0.01%
12,000
– –
PFLT icon
505
PennantPark Floating Rate Capital
PFLT
$1.02B
$163K 0.01%
12,730
– –
JPS
506
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$155K 0.01%
15,792
+150
+1% +$1.47K
RAD
507
DELISTED
Rite Aid Corporation
RAD
$155K 0.01%
10,912
-15
-0.1% -$213
ERC
508
Allspring Multi-Sector Income Fund
ERC
$268M
$149K 0.01%
11,000
– –
GGT
509
Gabelli Multimedia Trust
GGT
$143M
$141K 0.01%
15,685
+416
+3% +$3.74K
SPGS.U
510
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$139K 0.01%
14,000
– –
NCV
511
Virtus Convertible & Income Fund
NCV
$335M
$138K 0.01%
5,808
+154
+3% +$3.66K
OSUR icon
512
OraSure Technologies
OSUR
$230M
$136K 0.01%
12,033
– –
FEN
513
DELISTED
First Trust Energy Income and Growth Fund
FEN
$136K 0.01%
10,000
– –
CHW
514
Calamos Global Dynamic Income Fund
CHW
$465M
$130K 0.01%
13,635
– –
BKD icon
515
Brookdale Senior Living
BKD
$1.82B
$129K 0.01%
20,500
– –
CRF
516
Cornerstone Total Return Fund
CRF
$1.22B
$125K 0.01%
10,243
– –
HYB
517
DELISTED
New America High Income Fund, Inc.
HYB
$125K 0.01%
13,096
– –
DNP icon
518
DNP Select Income Fund
DNP
$3.66B
$119K 0.01%
+11,156
New +$119K
ETJ
519
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$610M
$114K 0.01%
10,625
– –
EMX
520
EMX Royalty
EMX
$417M
$109K 0.01%
42,732
– –
ATYR
521
aTyr Pharma
ATYR
$536M
$100K 0.01%
+11,000
New +$100K
SAN icon
522
Banco Santander
SAN
$142B
$97K 0.01%
26,647
– –
SRTS icon
523
Sensus Healthcare
SRTS
$52.3M
$96K 0.01%
26,714
+10,000
+60% +$35.9K
GPM
524
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$93K 0.01%
10,000
– –
ADAM
525
Adamas Trust, Inc. Common Stock
ADAM
$666M
$89K 0.01%
5,206
– –
19 20
21
22 23