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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHY
501
Credit Suisse High Yield Credit Fund
DHY
$243M
$26K ﹤0.01%
10,566
– –
DNN icon
502
Denison Mines
DNN
$2.95B
$21K ﹤0.01%
39,825
– –
TCON
503
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$17K ﹤0.01%
+63
New +$13.6K
TAT
504
DELISTED
TransAtlantic Petroleum LTD.
TAT
$17K ﹤0.01%
+19,300
New +$22.1K
SDR
505
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$15K ﹤0.01%
15,000
– –
KGJI
506
DELISTED
Kingold Jewelry Inc.
KGJI
$10K ﹤0.01%
1,942
+17
+0.9% +$81
UPL
507
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$9K ﹤0.01%
14,759
– –
RVLT
508
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$8K ﹤0.01%
35,236
– –
LFWD icon
509
ReWalk Robotics
LFWD
$21.7M
$6K ﹤0.01%
+14
New +$7.38K
OBE
510
Obsidian Energy
OBE
$699M
$5K ﹤0.01%
2,486
+86
+4% +$229
CFRX
511
DELISTED
ContraFect Corporation
CFRX
$4K ﹤0.01%
+13
New +$5.63K
BSV icon
512
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-10,000
Closed -$786K
BTG icon
513
CALL
B2Gold
BTG
$6.68B
– –
-20,000
Closed -$29K
CIM
514
Chimera Investment
CIM
$980M
– –
-3,672
Closed -$196K
DPZ icon
515
Domino's
DPZ
$11.5B
– –
-1,052
Closed -$261K
EHC icon
516
Encompass Health
EHC
$12.5B
– –
-15,837
Closed -$777K
OIA icon
517
Invesco Municipal Income Opportunities Trust
OIA
$290M
– –
-10,000
Closed -$70K
PARA
518
DELISTED
Paramount Global Class B
PARA
– –
-10,877
Closed -$476K
PFE icon
519
CALL
Pfizer
PFE
$154B
– –
-10,540
Closed -$437K
RTX icon
520
CALL
RTX Corp
RTX
$302B
– –
-3,178
Closed -$213K
SHY icon
521
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-10,094
Closed -$844K
STZ icon
522
CALL
Constellation Brands
STZ
$22.8B
– –
-1,500
Closed -$241K
TSLA icon
523
Tesla
TSLA
$1.31T
– –
-13,965
Closed -$310K
CCEC
524
Capital Clean Energy Carriers
CCEC
$1.34B
– –
-3,111
Closed -$46K
PGTI
525
DELISTED
PGT, Inc.
PGTI
– –
-49,153
Closed -$779K
18 19 20
21
22

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.