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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
501
Eastman Chemical
EMN
$8.39B
$211K 0.03%
2,799
-601
-18% -$43.4K
GLD icon
502
SPDR Gold Trust
GLD
$142B
$211K 0.03%
+1,921
New +$223K
IJS icon
503
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$211K 0.03%
+3,018
New +$198K
VGT icon
504
Vanguard Information Technology ETF
VGT
$148B
$211K 0.03%
+13,912
New +$210K
ASB icon
505
Associated Banc-Corp
ASB
$5.91B
$210K 0.03%
8,500
-5,000
-37% -$110K
LHX icon
506
L3Harris
LHX
$54.4B
$208K 0.03%
2,026
-966
-32% -$95.5K
ORAN
507
DELISTED
Orange
ORAN
$208K 0.03%
13,736
– –
APD icon
508
Air Products & Chemicals
APD
$68B
$206K 0.03%
1,431
-116
-7% -$16.2K
ARLP icon
509
Alliance Resource Partners
ARLP
$3.2B
$206K 0.03%
+9,164
New +$215K
EMR icon
510
Emerson Electric
EMR
$89B
$206K 0.03%
+3,689
New +$198K
FAS icon
511
Direxion Daily Financial Bull 3x ETF
FAS
$2.44B
$205K 0.03%
+5,000
New +$173K
ERC
512
Allspring Multi-Sector Income Fund
ERC
$260M
$204K 0.03%
+15,915
New +$201K
PSP icon
513
Invesco Global Listed Private Equity ETF
PSP
$245M
$204K 0.03%
3,681
– –
FLOT icon
514
iShares Floating Rate Bond ETF
FLOT
$10.5B
$203K 0.03%
4,000
– –
GT icon
515
Goodyear
GT
$1.75B
$202K 0.03%
+6,535
New +$202K
TYG
516
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$200K 0.03%
1,628
– –
BDJ icon
517
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$198K 0.03%
24,257
+10,500
+76% +$82.8K
CX icon
518
Cemex
CX
$16.4B
$194K 0.02%
25,157
+442
+2% +$3.51K
BWP
519
DELISTED
Boardwalk Pipeline Partners
BWP
$194K 0.02%
+11,179
New +$191K
PHM icon
520
Pultegroup
PHM
$24.6B
$191K 0.02%
+10,380
New +$197K
SAN icon
521
Banco Santander
SAN
$209B
$191K 0.02%
38,545
+1,344
+4% +$6.11K
PGH
522
DELISTED
Pengrowth Energy Corporation
PGH
$191K 0.02%
134,333
-2,267
-2% -$3.48K
ACAS
523
DELISTED
American Capital Ltd
ACAS
$190K 0.02%
+10,584
New +$182K
NAT icon
524
Nordic American Tanker
NAT
$1.35B
$189K 0.02%
22,687
+4,536
+25% +$40.3K
DGII icon
525
Digi International
DGII
$3.18B
$186K 0.02%
13,500
– –
19 20
21
22 23

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.