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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+18.51%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$295M
Cap. Flow
+$989K
Cap. Flow %
0.06%
Top 10 Hldgs %
47.37%
Holding
533
New
44
Increased
164
Reduced
176
Closed
22

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.6M
2
AXP icon
American Express
AXP
+$11.2M
3
TFC icon
Truist Financial
TFC
+$7.58M
4
INGR icon
Ingredion
INGR
+$6.99M
5
BR icon
Broadridge
BR
+$6.69M

Top Sells

Rank Stock Value
1
APA icon
APA Corp
APA
+$11.5M
2
JPM icon
JPMorgan Chase
JPM
+$8.06M
3
DFS
Discover Financial Services
DFS
+$6.62M
4
CRM icon
Salesforce
CRM
+$5.59M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 30.2%
2 Financials 7.27%
3 Industrials 7.1%
4 Healthcare 6.78%
5 Consumer Discretionary 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRZN icon
476
Horizon Technology Finance
HRZN
$332M
$116K 0.01%
10,205
– –
NUV icon
477
Nuveen Municipal Value Fund
NUV
$1.9B
$115K 0.01%
13,200
+2,000
+18% +$17.4K
FEI
478
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$111K 0.01%
11,500
– –
TSI
479
TCW Strategic Income Fund
TSI
$213M
$111K 0.01%
23,000
+3,000
+15% +$14.1K
VKQ icon
480
Invesco Municipal Trust
VKQ
$546M
$111K 0.01%
11,400
– –
ASG
481
Liberty All-Star Growth Fund
ASG
$349M
$107K 0.01%
19,545
– –
EAD
482
Allspring Income Opportunities Fund
EAD
$381M
$107K 0.01%
16,160
+160
+1% +$1.06K
CLM icon
483
Cornerstone Strategic Value Fund
CLM
$2.25B
$104K 0.01%
14,051
-1,718
-11% -$12.2K
ELP
484
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$100K 0.01%
13,000
– –
NCV
485
Virtus Convertible & Income Fund
NCV
$393M
$99.8K 0.01%
7,468
+420
+6% +$5.51K
DNP icon
486
DNP Select Income Fund
DNP
$4.11B
$98.5K 0.01%
10,862
+11
+0.1% +$97
AVXL icon
487
Anavex Life Sciences
AVXL
$328M
$90.3K 0.01%
17,750
-19,500
-52% -$110K
ETJ
488
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$577M
$88.7K 0.01%
10,625
– –
SOUN icon
489
SoundHound AI
SOUN
$3.3B
$83.5K 0.01%
+14,182
New +$56.2K
GGT
490
Gabelli Multimedia Trust
GGT
$175M
$82.1K 0.01%
14,723
-889
-6% -$4.87K
OSUR icon
491
OraSure Technologies
OSUR
$263M
$67.9K ﹤0.01%
11,033
-1,000
-8% -$7.26K
EPSN icon
492
Epsilon Energy
EPSN
$179M
$66.5K ﹤0.01%
12,100
-2,000
-14% -$9.95K
JMM icon
493
Nuveen Multi-Market Income Fund
JMM
$55.1M
$60.9K ﹤0.01%
10,000
– –
ZTR
494
Virtus Total Return Fund
ZTR
$338M
$55.7K ﹤0.01%
10,000
– –
SACH
495
Sachem Capital Corp
SACH
$39.3M
$52.7K ﹤0.01%
11,810
+81
+0.7% +$312
GLO
496
Clough Global Opportunities Fund
GLO
$259M
$50.8K ﹤0.01%
10,000
– –
TLRY icon
497
Tilray
TLRY
$642M
$49.4K ﹤0.01%
2,001
– –
CXE
498
DELISTED
MFS High Income Municipal Trust
CXE
$47.2K ﹤0.01%
13,000
– –
CIF
499
DELISTED
MFS Intermediate High Income Fund
CIF
$44.7K ﹤0.01%
25,925
– –
PTON icon
500
Peloton Interactive
PTON
$2.45B
$44K ﹤0.01%
+10,278
New +$50.8K
18 19
20
21 22

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Sheaff Brock Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Sheaff Brock Investment Advisors held 533 positions worth $1.59B, up 23% from $1.29B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2024 filing shows 44 new, 164 increased, 176 reduced and 22 closed positions. Its largest new stake was Ingredion: 62,120 shares worth $7.26M. The largest sale was APA Corp, an estimated $11.5M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, down from 31% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q1 2024 buy was Ingredion: 62,120 shares worth $7.26M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q1 2024, an estimated $16.6M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2024 reduction was JPMorgan Chase, cutting an estimated $8.06M.
  • Sheaff Brock Investment Advisors fully exited APA Corp in Q1 2024, selling an estimated $11.5M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.59B portfolio in Q1 2024.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 22 in Q1 2024.
  • Sheaff Brock Investment Advisors's portfolio value rose 23% quarter-over-quarter to $1.59B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2024, filed 14 May 2024.