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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHY
476
Credit Suisse High Yield Credit Fund
DHY
$242M
$29.7K ﹤0.01%
15,000
– –
BIVI icon
477
BioVie
BIVI
$9.58M
$17.2K ﹤0.01%
+136
New +$40.9K
AKTS
478
DELISTED
Akoustis Technologies Inc
AKTS
$9.84K ﹤0.01%
11,800
-240
-2% -$161
NKLA
479
DELISTED
Nikola Corporation Common Stock
NKLA
$9.65K ﹤0.01%
368
-73
-17% -$2.27K
TRX icon
480
TRX Gold Corp
TRX
$350M
$3.8K ﹤0.01%
10,000
– –
BRK.A icon
481
Berkshire Hathaway Class A
BRK.A
$1.11T
– –
-1,300
Closed -$6.91M
BTI icon
482
British American Tobacco
BTI
$122B
– –
-6,597
Closed -$207K
CIM
483
Chimera Investment
CIM
$996M
– –
-5,447
Closed -$89.2K
CTVA icon
484
Corteva
CTVA
$50.9B
– –
-5,761
Closed -$295K
D icon
485
Dominion Energy
D
$59.9B
– –
-4,760
Closed -$213K
EXPE icon
486
Expedia Group
EXPE
$38.5B
– –
-3,000
Closed -$309K
FMC icon
487
FMC
FMC
$1.3B
– –
-47,570
Closed -$3.19M
HSY icon
488
Hershey
HSY
$36.6B
– –
-6,900
Closed -$1.38M
IP icon
489
International Paper
IP
$22.1B
– –
-9,413
Closed -$334K
LSCC icon
490
Lattice Semiconductor
LSCC
$17.9B
– –
-19,461
Closed -$1.67M
MHI
491
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-15,500
Closed -$112K
MOAT icon
492
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
– –
-4,673
Closed -$354K
NTR icon
493
Nutrien
NTR
$32.1B
– –
-3,391
Closed -$209K
SQQQ icon
494
ProShares UltraPro Short QQQ
SQQQ
$1.77B
– –
-1,404
Closed -$717K
TSLY icon
495
YieldMax TSLA Option Income Strategy ETF
TSLY
$669M
– –
-1,699
Closed -$232K
UDR icon
496
UDR
UDR
$12B
– –
-27,666
Closed -$987K
UNG icon
497
United States Natural Gas Fund
UNG
$494M
– –
-15,063
Closed -$412K
UUUU icon
498
Energy Fuels
UUUU
$3.69B
– –
-10,263
Closed -$84.4K
VB icon
499
Vanguard Morningstar Small-Cap ETF
VB
$82.8B
– –
-1,059
Closed -$200K
WPC icon
500
W.P. Carey
WPC
$15.9B
– –
-9,439
Closed -$500K
17 18 19
20
21

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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.