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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
476
CALL
Cleveland-Cliffs
CLF
$7.08B
$80.5K 0.01%
+5,000
New +$75.3K
ETJ
477
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$79.7K 0.01%
10,625
– –
SAN icon
478
Banco Santander
SAN
$210B
$74.8K 0.01%
25,362
– –
BMY icon
479
CALL
Bristol-Myers Squibb
BMY
$130B
$72K 0.01%
+1,000
New +$75.4K
CRF
480
Cornerstone Total Return Fund
CRF
$1.18B
$71.3K 0.01%
10,243
– –
GLO
481
Clough Global Opportunities Fund
GLO
$257M
$68.4K 0.01%
13,500
– –
BKD icon
482
Brookdale Senior Living
BKD
$3B
$68.3K 0.01%
25,000
+2,200
+10% +$8.22K
CDZI icon
483
Cadiz
CDZI
$299M
$65K 0.01%
26,000
– –
JCI icon
484
PUT
Johnson Controls International
JCI
$93.7B
$64K 0.01%
+1,000
New +$61.2K
UUUU icon
485
Energy Fuels
UUUU
$3.69B
$63.7K 0.01%
10,263
– –
YUMC icon
486
CALL
Yum China
YUMC
$16.3B
$60.1K 0.01%
+1,100
New +$55.9K
AMZN icon
487
PUT
Amazon
AMZN
$2.94T
$58.8K 0.01%
+700
New +$69.1K
JMM icon
488
Nuveen Multi-Market Income Fund
JMM
$55.2M
$58.7K 0.01%
10,000
– –
OSUR icon
489
OraSure Technologies
OSUR
$268M
$58K 0.01%
12,033
– –
RSX
490
DELISTED
VanEck Russia ETF
RSX
$56.5K 0.01%
10,000
– –
TLRY icon
491
Tilray
TLRY
$651M
$54.3K 0.01%
2,017
– –
ADAM
492
Adamas Trust
ADAM
$919M
$53.3K 0.01%
5,206
– –
QQQ icon
493
PUT
Invesco QQQ Trust
QQQ
$478B
$53.3K 0.01%
+200
New +$55.3K
MTTR
494
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$46.2K ﹤0.01%
16,506
-1,500
-8% -$4.8K
CXE
495
DELISTED
MFS High Income Municipal Trust
CXE
$45.4K ﹤0.01%
13,000
– –
CIF
496
DELISTED
MFS Intermediate High Income Fund
CIF
$45.2K ﹤0.01%
26,525
– –
POWW icon
497
Outdoor Holding Co
POWW
$269M
$34.6K ﹤0.01%
+20,000
New +$50.4K
AAIC
498
DELISTED
Arlington Asset Investment Corp.
AAIC
$33.5K ﹤0.01%
11,445
– –
NKLA
499
DELISTED
Nikola Corporation Common Stock
NKLA
$29.3K ﹤0.01%
453
-50
-10% -$4.18K
DHY
500
Credit Suisse High Yield Credit Fund
DHY
$242M
$26.4K ﹤0.01%
15,000
+3,000
+25% +$5.5K
18 19
20
21 22

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.