SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Return 14.39%
This Quarter Return
-3.32%
1 Year Return
+14.39%
3 Year Return
+57.7%
5 Year Return
+176.28%
10 Year Return
–
AUM
$821M
AUM Growth
-$46.5M
Cap. Flow
-$5.9M
Cap. Flow %
-0.72%
Top 10 Hldgs %
29.05%
Holding
514
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

1
APA icon
APA Corp
APA
$7.52M
2
AFG icon
American Financial Group
AFG
$5.45M
3
KR icon
Kroger
KR
$5.08M
4
HON icon
Honeywell
HON
$2.85M
5
DOW icon
Dow Inc
DOW
$2.62M

Top Sells

1
AAPL icon
Apple
AAPL
$7.62M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
$5.32M
3
NVDA icon
NVIDIA
NVDA
$3.45M
4
KO icon
Coca-Cola
KO
$2.92M
5
PG icon
Procter & Gamble
PG
$2.79M

Sector Composition

1 Technology 29.35%
2 Healthcare 10.71%
3 Financials 10.29%
4 Consumer Discretionary 8.74%
5 Industrials 8.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NKLA
476
DELISTED
Nikola Corporation Common Stock
NKLA
$53K 0.01%
503
+17
+3% +$1.79K
CDZI icon
477
Cadiz
CDZI
$294M
$49K 0.01%
26,000
+6,000
+30% +$11.3K
ADAM
478
Adamas Trust, Inc. Common Stock
ADAM
$666M
$49K 0.01%
5,206
– –
OSUR icon
479
OraSure Technologies
OSUR
$230M
$46K ﹤0.01%
12,033
– –
CIF
480
MFS Intermediate High Income Fund
CIF
$31.5M
$45K ﹤0.01%
26,525
– –
CXE
481
MFS High Income Municipal Trust
CXE
$111M
$44K ﹤0.01%
13,000
– –
AAIC
482
DELISTED
Arlington Asset Investment Corp.
AAIC
$31K ﹤0.01%
11,445
– –
DHY
483
Credit Suisse High Yield Bond Fund
DHY
$218M
$21K ﹤0.01%
12,000
– –
SPPI
484
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$16K ﹤0.01%
37,200
+11,000
+42% +$4.73K
BACK
485
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$7K ﹤0.01%
+634
New +$7K
AMPE
486
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$3K ﹤0.01%
190
– –
AIG icon
487
American International
AIG
$45.3B
– –
-6,615
Closed -$338K
AKBA icon
488
Akebia Therapeutics
AKBA
$801M
– –
0
– –
ARES icon
489
Ares Management
ARES
$39.5B
– –
-3,926
Closed -$223K
BCE icon
490
BCE
BCE
$22.8B
– –
-4,335
Closed -$213K
BN icon
491
Brookfield
BN
$99.6B
– –
-5,677
Closed -$204K
BRK.A icon
492
Berkshire Hathaway Class A
BRK.A
$1.09T
– –
-13
Closed -$5.32M
CDXS icon
493
Codexis
CDXS
$218M
– –
-20,000
Closed -$209K
FAS icon
494
Direxion Daily Financial Bull 3x Shares
FAS
$2.74B
– –
-10,112
Closed -$638K
GLD icon
495
SPDR Gold Trust
GLD
$110B
– –
-1,232
Closed -$208K
HAL icon
496
Halliburton
HAL
$19.2B
– –
-7,462
Closed -$234K
HLI icon
497
Houlihan Lokey
HLI
$13.9B
– –
-14,474
Closed -$1.14M
HZO icon
498
MarineMax
HZO
$560M
– –
-30,381
Closed -$1.1M
ICLR icon
499
Icon
ICLR
$13.7B
– –
-940
Closed -$204K
LCID icon
500
Lucid Motors
LCID
$4.97B
– –
-1,386
Closed -$238K
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