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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$931M
AUM Growth
-$267M
Cap. Flow
-$9.56M
Cap. Flow %
-1.03%
Top 10 Hldgs %
36.08%
Holding
526
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$7.87M
2
AFG icon
American Financial Group
AFG
+$5.81M
3
KR icon
Kroger
KR
+$5.51M
4
HON icon
Honeywell
HON
+$3.15M
5
DOW icon
Dow Inc
DOW
+$3.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.65M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.32M
3
NVDA icon
NVIDIA
NVDA
+$4.49M
4
KO icon
Coca-Cola
KO
+$3.24M
5
PG icon
Procter & Gamble
PG
+$3.14M

Sector Composition

Rank Sector Weight
1 Technology 25.89%
2 Healthcare 9.44%
3 Financials 9.12%
4 Consumer Discretionary 7.71%
5 Industrials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTTR
476
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$68K 0.01%
18,006
+1,000
+6% +$4.41K
OCSL icon
477
Oaktree Specialty Lending
OCSL
$1.12B
$63K 0.01%
3,483
– –
UUUU icon
478
Energy Fuels
UUUU
$3.68B
$63K 0.01%
10,263
– –
JMM icon
479
Nuveen Multi-Market Income Fund
JMM
$54.7M
$59K 0.01%
10,000
– –
SAN icon
480
Banco Santander
SAN
$212B
$59K 0.01%
25,362
– –
RSX
481
DELISTED
VanEck Russia ETF
RSX
$56K 0.01%
10,000
– –
TLRY icon
482
Tilray
TLRY
$640M
$55K 0.01%
2,017
– –
NKLA
483
DELISTED
Nikola Corporation Common Stock
NKLA
$53K 0.01%
503
+17
+3% +$2.88K
CDZI icon
484
Cadiz
CDZI
$302M
$49K 0.01%
26,000
+6,000
+30% +$20.2K
ADAM
485
Adamas Trust
ADAM
$926M
$49K 0.01%
5,206
– –
OSUR icon
486
OraSure Technologies
OSUR
$263M
$46K ﹤0.01%
12,033
– –
CIF
487
DELISTED
MFS Intermediate High Income Fund
CIF
$45K ﹤0.01%
26,525
– –
CXE
488
DELISTED
MFS High Income Municipal Trust
CXE
$44K ﹤0.01%
13,000
– –
AAIC
489
DELISTED
Arlington Asset Investment Corp.
AAIC
$31K ﹤0.01%
11,445
– –
DHY
490
Credit Suisse High Yield Credit Fund
DHY
$242M
$21K ﹤0.01%
12,000
– –
SPPI
491
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$16K ﹤0.01%
37,200
+11,000
+42% +$10.8K
BACK
492
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$7K ﹤0.01%
+634
New +$13.5K
SPPI
493
CALL
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
0
– –
AKBA icon
494
CALL
Akebia Therapeutics
AKBA
$243M
– –
0
– –
AMPE
495
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$3K ﹤0.01%
190
– –
AIG icon
496
American International
AIG
$40.1B
– –
-6,615
Closed -$338K
ARES icon
497
Ares Management
ARES
$31.9B
– –
-3,926
Closed -$223K
BCE icon
498
BCE
BCE
$21.5B
– –
-4,335
Closed -$213K
BN icon
499
Brookfield
BN
$109B
– –
-8,515
Closed -$204K
BRK.A icon
500
Berkshire Hathaway Class A
BRK.A
$1.1T
– –
-13
Closed -$5.32M
18 19
20
21 22

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Sheaff Brock Investment Advisors held 526 positions worth $931M, down 22% from $1.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2022 filing shows 25 new, 167 increased, 156 reduced and 26 closed positions. Its largest new stake was American Financial Group: 44,290 shares worth $5.45M. The largest sale was Apple, an estimated $8.65M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2022 buy was American Financial Group: 44,290 shares worth $5.45M.
  • Sheaff Brock Investment Advisors added most to APA Corp in Q3 2022, an estimated $7.87M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2022 reduction was Apple, cutting an estimated $8.65M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q3 2022, selling an estimated $5.32M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 36% of its $931M portfolio in Q3 2022.
  • Sheaff Brock Investment Advisors opened 25 new positions and closed 26 in Q3 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 22% quarter-over-quarter to $931M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2022, filed 3 Nov 2022.