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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
476
Newmont
NEM
$124B
$212K 0.01%
+3,422
New +$194K
CNI icon
477
Canadian National Railway
CNI
$76.4B
$211K 0.01%
+1,720
New +$218K
GHY
478
PGIM Global High Yield Fund
GHY
$482M
$211K 0.01%
14,000
– –
PAYX icon
479
Paychex
PAYX
$43.1B
$211K 0.01%
1,543
-4,898
-76% -$605K
TMP icon
480
Tompkins Financial
TMP
$1.43B
$209K 0.01%
2,500
– –
XLU icon
481
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$207K 0.01%
5,800
-1,000
-15% -$33.7K
XMPT icon
482
VanEck CEF Muni Income ETF
XMPT
$220M
$207K 0.01%
7,000
– –
PHK
483
PIMCO High Income Fund
PHK
$875M
$206K 0.01%
33,493
-5,300
-14% -$33.1K
RDS.A
484
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$205K 0.01%
4,715
+14
+0.3% +$632
AMP icon
485
Ameriprise Financial
AMP
$49.7B
$204K 0.01%
+675
New +$200K
HPQ icon
486
HP
HPQ
$26.6B
$204K 0.01%
+5,397
New +$176K
PERI icon
487
Perion Network
PERI
$379M
$204K 0.01%
+8,500
New +$207K
CTRA
488
DELISTED
Coterra Energy
CTRA
$203K 0.01%
10,688
-613
-5% -$12.8K
DSU icon
489
BlackRock Debt Strategies Fund
DSU
$600M
$202K 0.01%
17,284
– –
NS
490
DELISTED
NuStar Energy L.P.
NS
$202K 0.01%
12,705
– –
CTVA icon
491
Corteva
CTVA
$50.9B
$200K 0.01%
+4,227
New +$192K
GDV icon
492
Gabelli Dividend & Income Trust
GDV
$2.67B
$200K 0.01%
+7,421
New +$198K
AOD
493
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$199K 0.01%
19,480
– –
HIO
494
Western Asset High Income Opportunity Fund
HIO
$340M
$196K 0.01%
37,767
– –
CGC
495
Canopy Growth
CGC
$422M
$192K 0.01%
2,208
-188
-8% -$22.3K
HTGC icon
496
Hercules Capital
HTGC
$3.12B
$189K 0.01%
11,337
+300
+3% +$5.09K
PLAB icon
497
Photronics
PLAB
$1.95B
$189K 0.01%
+10,000
New +$147K
ASG
498
Liberty All-Star Growth Fund
ASG
$345M
$186K 0.01%
20,661
– –
HRZN icon
499
Horizon Technology Finance
HRZN
$328M
$183K 0.01%
11,498
– –
BIZD icon
500
VanEck BDC Income ETF
BIZD
$1.69B
$181K 0.01%
10,500
– –
18 19
20
21 22

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.