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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
476
Ventas
VTR
$44.6B
$212K 0.02%
3,848
-804
-17% -$46.1K
MTTR
477
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$211K 0.02%
+11,156
New +$181K
ANET icon
478
Arista Networks
ANET
$250B
$210K 0.02%
9,808
+880
+10% +$20.2K
BMO icon
479
Bank of Montreal
BMO
$127B
$210K 0.02%
2,106
+2
+0.1% +$201
RDS.A
480
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$210K 0.02%
+4,701
New +$190K
CHTR icon
481
Charter Communications
CHTR
$18.8B
$209K 0.02%
288
– –
TRMB icon
482
Trimble
TRMB
$13.5B
$209K 0.02%
+2,547
New +$224K
EOI
483
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$208K 0.02%
11,639
– –
SCHC icon
484
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$208K 0.02%
5,000
-1,300
-21% -$55.2K
CFG icon
485
Citizens Financial Group
CFG
$30.7B
$207K 0.02%
4,425
– –
XBI icon
486
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$207K 0.02%
1,649
– –
XLP icon
487
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$207K 0.02%
+3,000
New +$214K
DT icon
488
Dynatrace
DT
$14.4B
$206K 0.02%
+2,899
New +$190K
ETSY icon
489
Etsy
ETSY
$7.29B
$206K 0.02%
+989
New +$201K
GWW icon
490
W.W. Grainger
GWW
$61.3B
$206K 0.02%
525
– –
XMPT icon
491
VanEck CEF Muni Income ETF
XMPT
$220M
$206K 0.02%
7,000
– –
LHX icon
492
L3Harris
LHX
$53.3B
$202K 0.01%
917
-15
-2% -$3.41K
TMP icon
493
Tompkins Financial
TMP
$1.43B
$202K 0.01%
+2,500
New +$194K
BIIB icon
494
Biogen
BIIB
$30.1B
$201K 0.01%
710
– –
DEO icon
495
Diageo
DEO
$52.8B
$201K 0.01%
+1,043
New +$202K
NS
496
DELISTED
NuStar Energy L.P.
NS
$200K 0.01%
12,705
– –
DSU icon
497
BlackRock Debt Strategies Fund
DSU
$601M
$199K 0.01%
17,284
– –
CLM icon
498
Cornerstone Strategic Value Fund
CLM
$2.25B
$196K 0.01%
15,592
– –
HIO
499
Western Asset High Income Opportunity Fund
HIO
$340M
$196K 0.01%
37,767
-63
-0.2% -$331
NOK icon
500
Nokia
NOK
$52.7B
$194K 0.01%
35,573
-2,000
-5% -$11.6K
18 19
20
21 22

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.