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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
+$75.2M
Cap. Flow
+$14.9M
Cap. Flow %
1.17%
Top 10 Hldgs %
48.4%
Holding
529
New
47
Increased
161
Reduced
175
Closed
29

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$6.48M
2
GLW icon
Corning
GLW
+$5.87M
3
DOW icon
Dow Inc
DOW
+$5.5M
4
HUBB icon
Hubbell
HUBB
+$5.35M
5
CMCSA icon
Comcast
CMCSA
+$5.02M

Top Sells

Rank Stock Value
1
RF icon
Regions Financial
RF
+$7.79M
2
DAL icon
Delta Air Lines
DAL
+$5.18M
3
TSN icon
Tyson Foods
TSN
+$4.59M
4
AMGN icon
Amgen
AMGN
+$4.06M
5
BA icon
Boeing
BA
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 22.22%
2 Consumer Discretionary 8.48%
3 Financials 7.94%
4 Healthcare 7%
5 Industrials 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMX
476
DELISTED
EMX Royalty
EMX
$126K 0.01%
42,732
– –
BKD icon
477
Brookdale Senior Living
BKD
$3B
$124K 0.01%
20,500
– –
HYB
478
DELISTED
New America High Income Fund, Inc.
HYB
$119K 0.01%
13,096
– –
ETJ
479
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$115K 0.01%
10,625
+500
+5% +$5.29K
CHMI
480
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$113K 0.01%
+12,126
New +$116K
ZTR
481
Virtus Total Return Fund
ZTR
$338M
$103K 0.01%
11,165
+1,090
+11% +$9.72K
CRON
482
Cronos Group
CRON
$1.13B
$102K 0.01%
10,760
+750
+7% +$7.94K
DCF
483
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$94K 0.01%
10,054
+54
+0.5% +$485
ADAM
484
Adamas Trust
ADAM
$919M
$93K 0.01%
5,206
– –
SAN icon
485
Banco Santander
SAN
$210B
$91K 0.01%
26,646
– –
SND icon
486
Smart Sand
SND
$200M
$85K 0.01%
+33,700
New +$84.5K
CLVS
487
DELISTED
Clovis Oncology, Inc.
CLVS
$84K 0.01%
+11,851
New +$79.5K
OIA icon
488
Invesco Municipal Income Opportunities Trust
OIA
$290M
$79K 0.01%
10,000
– –
SNES icon
489
SenesTech
SNES
$6.83M
$74K 0.01%
+19
New +$87K
JMM icon
490
Nuveen Multi-Market Income Fund
JMM
$55.2M
$73K 0.01%
10,000
– –
GPM
491
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$72K 0.01%
10,000
– –
CXE
492
DELISTED
MFS High Income Municipal Trust
CXE
$66K 0.01%
13,000
-22,000
-63% -$112K
OCSL icon
493
Oaktree Specialty Lending
OCSL
$1.13B
$65K 0.01%
3,483
– –
SRTS icon
494
Sensus Healthcare
SRTS
$51M
$64K 0.01%
16,714
-4,286
-20% -$17.6K
ENBL
495
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$64K 0.01%
10,000
– –
PNNT
496
Pennant Park Investment Corp
PNNT
$244M
$60K ﹤0.01%
10,590
-750
-7% -$4.1K
AAIC
497
DELISTED
Arlington Asset Investment Corp.
AAIC
$46K ﹤0.01%
11,445
– –
OGI
498
Organigram Holdings
OGI
$173M
$43K ﹤0.01%
3,054
+500
+20% +$5.78K
AMPE
499
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$41K ﹤0.01%
80
– –
CIF
500
DELISTED
MFS Intermediate High Income Fund
CIF
$27K ﹤0.01%
+10,745
New +$27.2K
18 19
20
21 22

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Sheaff Brock Investment Advisors held 529 positions worth $1.27B, up 6.3% from $1.19B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2021 filing shows 47 new, 161 increased, 175 reduced and 29 closed positions. Its largest new stake was Hubbell: 30,928 shares worth $5.78M. The largest sale was Regions Financial, an estimated $7.79M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q1 2021 buy was Hubbell: 30,928 shares worth $5.78M.
  • Sheaff Brock Investment Advisors added most to Johnson & Johnson in Q1 2021, an estimated $6.48M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2021 reduction was Regions Financial, cutting an estimated $7.79M.
  • Sheaff Brock Investment Advisors fully exited STORE Capital Corporation in Q1 2021, selling an estimated $1.19M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 48% of its $1.27B portfolio in Q1 2021.
  • Sheaff Brock Investment Advisors opened 47 new positions and closed 29 in Q1 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 6.3% quarter-over-quarter to $1.27B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2021, filed 11 May 2021.