We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
476
DexCom
DXCM
$33.7B
– –
-5,440
Closed -$551K
EQR icon
477
Equity Residential
EQR
$24.2B
– –
-9,999
Closed -$588K
FANG icon
478
Diamondback Energy
FANG
$56.4B
– –
-5,100
Closed -$213K
FSLY icon
479
Fastly Inc
FSLY
$4.8B
– –
-2,527
Closed -$215K
GLD icon
480
CALL
SPDR Gold Trust
GLD
$144B
– –
-2,200
Closed -$368K
IIIV icon
481
i3 Verticals
IIIV
$325M
– –
-7,692
Closed -$233K
JNJ icon
482
CALL
Johnson & Johnson
JNJ
$623B
– –
-3,000
Closed -$422K
LEN icon
483
Lennar Class A
LEN
$20.6B
– –
-11,776
Closed -$702K
LHX icon
484
L3Harris
LHX
$52.9B
– –
-5,248
Closed -$890K
MOAT icon
485
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
– –
-4,370
Closed -$228K
MPC icon
486
Marathon Petroleum
MPC
$96.1B
– –
-6,777
Closed -$253K
MSFT icon
487
CALL
Microsoft
MSFT
$3.66T
– –
-1,200
Closed -$244K
NFLX icon
488
CALL
Netflix
NFLX
$307B
– –
-25,000
Closed -$1.14M
NOG icon
489
Northern Oil and Gas
NOG
$2.55B
– –
-1,077
Closed -$9K
OXY icon
490
CALL
Occidental Petroleum
OXY
$58.7B
– –
-10,000
Closed -$183K
PBA icon
491
Pembina Pipeline
PBA
$28.4B
– –
-9,003
Closed -$225K
PSX icon
492
Phillips 66
PSX
$90.2B
– –
-3,763
Closed -$271K
QQQ icon
493
PUT
Invesco QQQ Trust
QQQ
$482B
– –
-2,900
Closed -$719K
REGN icon
494
Regeneron Pharmaceuticals
REGN
$81.7B
– –
-390
Closed -$243K
SCHC icon
495
Schwab International Small-Cap Equity ETF
SCHC
$5.69B
– –
-10,143
Closed -$300K
SRPT icon
496
Sarepta Therapeutics
SRPT
$1.9B
– –
-3,000
Closed -$481K
WPRT
497
Westport Fuel Systems
WPRT
$34.8M
– –
-2,150
Closed -$27K
WRAP icon
498
Wrap Technologies
WRAP
$97.5M
– –
-11,584
Closed -$121K
AYX
499
DELISTED
Alteryx Inc
AYX
– –
-1,500
Closed -$246K
PER
500
DELISTED
SANDRIDGE PERMIAN TRUST
PER
– –
-20,180
Closed -$9K
16 17 18 19
20

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.