We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNN icon
476
Denison Mines
DNN
$2.95B
$17K ﹤0.01%
39,825
– –
AAPL icon
477
CALL
Apple
AAPL
$4.5T
– –
-30,000
Closed -$1.68M
ALSN icon
478
Allison Transmission
ALSN
$10.3B
– –
-19,519
Closed -$918K
ANET icon
479
Arista Networks
ANET
$242B
– –
-15,040
Closed -$225K
AWF
480
AllianceBernstein Global High Income Fund
AWF
$870M
– –
-17,140
Closed -$206K
AWK icon
481
American Water Works
AWK
$26.9B
– –
-2,150
Closed -$267K
BLE
482
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-10,167
Closed -$152K
BOE icon
483
BlackRock Enhanced Global Dividend Trust
BOE
$691M
– –
-14,344
Closed -$150K
CLX icon
484
Clorox
CLX
$13B
– –
-1,550
Closed -$235K
CTSH icon
485
Cognizant
CTSH
$26.3B
– –
-9,700
Closed -$585K
CX icon
486
Cemex
CX
$16.3B
– –
-25,414
Closed -$100K
EPR icon
487
EPR Properties
EPR
$4.63B
– –
-2,776
Closed -$213K
EWA icon
488
iShares MSCI Australia ETF
EWA
$1.47B
– –
-11,308
Closed -$252K
GDV icon
489
Gabelli Dividend & Income Trust
GDV
$2.67B
– –
-9,367
Closed -$201K
HCA icon
490
HCA Healthcare
HCA
$89.6B
– –
-3,335
Closed -$402K
JVA icon
491
Coffee Holding Co
JVA
$19.9M
– –
-11,240
Closed -$44K
LEN icon
492
Lennar Class A
LEN
$20.6B
– –
-10,640
Closed -$575K
LNG icon
493
Cheniere Energy
LNG
$54.9B
– –
-4,705
Closed -$297K
NOC icon
494
CALL
Northrop Grumman
NOC
$82.1B
– –
-1,500
Closed -$562K
PGR icon
495
Progressive
PGR
$124B
– –
-13,739
Closed -$1.06M
SCO icon
496
ProShares UltraShort Bloomberg Crude Oil
SCO
$598M
– –
-250
Closed -$325K
SPLV icon
497
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
– –
-5,131
Closed -$297K
USMV icon
498
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
– –
-3,464
Closed -$222K
VB icon
499
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
– –
-2,552
Closed -$393K
VBK icon
500
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
– –
-2,570
Closed -$468K
17 18 19
20
21

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.