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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
476
CALL
GE Aerospace
GE
$380B
– –
-2,006
Closed -$105K
GGG icon
477
Graco
GGG
$13.5B
– –
-4,329
Closed -$217K
GILD icon
478
CALL
Gilead Sciences
GILD
$165B
– –
-4,000
Closed -$270K
HCC icon
479
Warrior Met Coal
HCC
$5.04B
– –
-32,106
Closed -$839K
IBB icon
480
CALL
iShares Biotechnology ETF
IBB
$9.82B
– –
-3,000
Closed -$327K
IIIV icon
481
i3 Verticals
IIIV
$328M
– –
-7,692
Closed -$227K
IJH icon
482
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-5,970
Closed -$232K
MA icon
483
CALL
Mastercard
MA
$493B
– –
-2,000
Closed -$529K
MATW icon
484
Matthews International
MATW
$717M
– –
-9,500
Closed -$331K
NCV
485
Virtus Convertible & Income Fund
NCV
$391M
– –
-3,237
Closed -$73K
NEA icon
486
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
– –
-16,186
Closed -$224K
NFLX icon
487
CALL
Netflix
NFLX
$318B
– –
-12,000
Closed -$441K
NOBL icon
488
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-5,802
Closed -$201K
OKTA icon
489
Okta
OKTA
$26.2B
– –
-1,630
Closed -$201K
PGEN icon
490
Precigen
PGEN
$2.51B
– –
-37,052
Closed -$284K
ROK icon
491
Rockwell Automation
ROK
$48.3B
– –
-2,051
Closed -$336K
RWO icon
492
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
– –
-7,097
Closed -$354K
SJNK icon
493
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-8,000
Closed -$218K
STLD icon
494
Steel Dynamics
STLD
$38.5B
– –
-6,621
Closed -$200K
SWKS icon
495
Skyworks Solutions
SWKS
$10.4B
– –
-3,098
Closed -$239K
TOTL icon
496
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
– –
-5,000
Closed -$245K
TSN icon
497
Tyson Foods
TSN
$20.1B
– –
-7,375
Closed -$595K
TTWO icon
498
Take-Two Interactive
TTWO
$47.4B
– –
-2,325
Closed -$264K
TXT icon
499
Textron
TXT
$15.3B
– –
-10,950
Closed -$581K
ULTA icon
500
Ulta Beauty
ULTA
$23.6B
– –
-3,404
Closed -$1.18M
17 18 19
20
21

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LC
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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.