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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPM
476
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$107K 0.01%
13,651
– –
LL
477
DELISTED
LL Flooring Holdings, Inc.
LL
$106K 0.01%
10,500
– –
LL
478
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$101K 0.01%
+10,000
New +$111K
BBDC icon
479
Barings BDC
BBDC
$980M
$99K 0.01%
10,105
– –
CMO
480
DELISTED
Capstead Mortgage Corp.
CMO
$97K 0.01%
11,302
– –
FSM icon
481
Fortuna Silver Mines
FSM
$3.18B
$92K 0.01%
27,340
– –
WPG
482
DELISTED
Washington Prime Group Inc.
WPG
$87K 0.01%
1,711
+333
+24% +$16.3K
NCV
483
Virtus Convertible & Income Fund
NCV
$391M
$84K 0.01%
3,236
– –
SAN icon
484
Banco Santander
SAN
$210B
$78K 0.01%
17,630
+4
+0% +$18
NRO
485
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$75K 0.01%
15,720
– –
OXSQ icon
486
Oxford Square Capital
OXSQ
$152M
$75K 0.01%
11,600
– –
RAD
487
DELISTED
Rite Aid Corporation
RAD
$75K 0.01%
5,873
– –
HEXO
488
DELISTED
HEXO Corp. Common Shares
HEXO
$73K 0.01%
+196
New +$63.5K
APYX icon
489
Apyx Medical
APYX
$146M
$66K 0.01%
+10,500
New +$81.2K
NOK icon
490
CALL
Nokia
NOK
$51B
$63K 0.01%
12,000
– –
JVA icon
491
Coffee Holding Co
JVA
$19.9M
$55K 0.01%
10,200
-300
-3% -$1.73K
EMX
492
DELISTED
EMX Royalty
EMX
$50K 0.01%
42,732
– –
PER
493
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$49K 0.01%
20,825
– –
ANH
494
DELISTED
Anworth Mortgage Asset Corporation
ANH
$48K 0.01%
11,980
+780
+7% +$3.36K
AKS
495
DELISTED
AK Steel Holding Corp
AKS
$45K 0.01%
16,400
– –
TRQ
496
DELISTED
Turquoise Hill Resources Ltd
TRQ
$44K 0.01%
2,628
– –
SDT
497
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$42K 0.01%
42,000
– –
CBL
498
DELISTED
CBL& Associates Properties, Inc.
CBL
$37K ﹤0.01%
23,600
– –
BTG icon
499
B2Gold
BTG
$6.68B
$34K ﹤0.01%
12,234
– –
EGI
500
DELISTED
Entre Resources Ltd. Common Shares
EGI
$29K ﹤0.01%
78,500
– –
18 19
20
21 22

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.