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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
476
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$224K 0.03%
8,000
– –
CLVS
477
DELISTED
Clovis Oncology, Inc.
CLVS
$224K 0.03%
+3,525
New +$214K
FAS icon
478
Direxion Daily Financial Bull 3x ETF
FAS
$2.42B
$222K 0.03%
5,000
– –
STLD icon
479
Steel Dynamics
STLD
$37.6B
$222K 0.03%
6,388
-11,203
-64% -$399K
CX icon
480
Cemex
CX
$16.3B
$219K 0.03%
25,157
– –
VNQ icon
481
Vanguard Real Estate ETF
VNQ
$39.1B
$219K 0.03%
+2,652
New +$220K
PWOD
482
DELISTED
Penns Woods Bancorp
PWOD
$217K 0.03%
7,508
– –
DCP
483
DELISTED
DCP Midstream, LP
DCP
$217K 0.03%
5,520
– –
BNY
484
Bank of New York Mellon
BNY
$107B
$216K 0.03%
4,564
– –
DINO icon
485
HF Sinclair
DINO
$14.5B
$216K 0.03%
7,607
-1,000
-12% -$29.2K
NEOS
486
DELISTED
Neos Therapeutics, Inc
NEOS
$216K 0.03%
+30,000
New +$186K
PSP icon
487
Invesco Global Listed Private Equity ETF
PSP
$246M
$215K 0.03%
3,681
– –
UHS icon
488
Universal Health Services
UHS
$10.5B
$215K 0.03%
+1,729
New +$204K
ADAM
489
Adamas Trust
ADAM
$883M
$214K 0.03%
8,657
– –
ORAN
490
DELISTED
Orange
ORAN
$213K 0.03%
13,736
– –
IJS icon
491
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$209K 0.03%
3,018
– –
NFG icon
492
National Fuel Gas
NFG
$7.65B
$209K 0.03%
+3,500
New +$206K
UAA icon
493
Under Armour
UAA
$2.6B
$209K 0.03%
10,560
-241
-2% -$5.62K
FTR
494
DELISTED
Frontier Communications Corp.
FTR
$209K 0.03%
6,514
+202
+3% +$9.25K
IJR icon
495
iShares Core S&P Small-Cap ETF
IJR
$112B
$208K 0.03%
+3,008
New +$207K
SRC
496
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$208K 0.03%
4,586
– –
IJK icon
497
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$207K 0.03%
4,340
-512
-11% -$24.1K
VGR
498
DELISTED
Vector Group Ltd.
VGR
$207K 0.03%
16,210
+12
+0.1% +$161
OCSL icon
499
Oaktree Specialty Lending
OCSL
$1.14B
$206K 0.03%
14,878
+973
+7% +$14.5K
VHT icon
500
Vanguard Health Care ETF
VHT
$18.7B
$205K 0.03%
+1,490
New +$201K
18 19
20
21 22

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WCF
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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.