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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
476
RTX Corp
RTX
$302B
$211K 0.03%
3,346
-4,300
-56% -$249K
VVC
477
DELISTED
Vectren Corporation
VVC
$211K 0.03%
+4,174
New +$188K
SWN
478
DELISTED
Southwestern Energy Company
SWN
$210K 0.03%
26,000
+700
+3% +$5.37K
CSX icon
479
CSX Corp
CSX
$92.8B
$209K 0.03%
24,318
+45
+0.2% +$365
MC icon
480
Moelis & Co
MC
$4.72B
$209K 0.03%
7,400
– –
UTHR icon
481
United Therapeutics
UTHR
$22.7B
$208K 0.03%
+1,864
New +$236K
PX
482
DELISTED
Praxair Inc
PX
$208K 0.03%
+1,816
New +$190K
ETR icon
483
Entergy
ETR
$49.3B
$207K 0.03%
+5,234
New +$190K
EWA icon
484
iShares MSCI Australia ETF
EWA
$1.47B
$207K 0.03%
10,708
– –
SJNK icon
485
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$207K 0.03%
8,000
– –
APD icon
486
Air Products & Chemicals
APD
$68.6B
$206K 0.03%
+1,547
New +$187K
PMF
487
DELISTED
PIMCO Municipal Income Fund
PMF
$205K 0.03%
12,787
– –
MUE
488
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$203K 0.02%
14,500
+100
+0.7% +$1.38K
XLP icon
489
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$203K 0.02%
+3,831
New +$195K
CHK
490
DELISTED
Chesapeake Energy Corporation
CHK
$201K 0.02%
244
+52
+27% +$36.8K
BHC icon
491
Bausch Health
BHC
$2.37B
$200K 0.02%
7,600
+948
+14% +$70.1K
BNY
492
Bank of New York Mellon
BNY
$108B
$200K 0.02%
5,418
+250
+5% +$9.07K
LNC icon
493
Lincoln National
LNC
$8.75B
$200K 0.02%
5,090
-800
-14% -$31.2K
KYN icon
494
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$193K 0.02%
+11,638
New +$168K
IAU icon
495
iShares Gold Trust
IAU
$65.1B
$192K 0.02%
8,100
+300
+4% +$6.86K
CHW
496
Calamos Global Dynamic Income Fund
CHW
$555M
$191K 0.02%
27,206
– –
INO icon
497
Inovio Pharmaceuticals
INO
$76.1M
$191K 0.02%
1,829
-3,185
-64% -$246K
PSP icon
498
Invesco Global Listed Private Equity ETF
PSP
$244M
$190K 0.02%
3,681
– –
CCJ icon
499
Cameco
CCJ
$42.4B
$189K 0.02%
14,704
– –
IIM icon
500
Invesco Value Municipal Income Trust
IIM
$595M
$188K 0.02%
11,005
+109
+1% +$1.84K
18 19
20
21 22

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.