We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
26
PepsiCo
PEP
$188B
$7.93M 0.78%
43,909
+31,236
+246% +$5.57M
ALL icon
27
Allstate
ALL
$68.2B
$7.9M 0.78%
58,278
+160
+0.3% +$20.9K
QCOM icon
28
Qualcomm
QCOM
$170B
$7.89M 0.78%
71,810
+820
+1% +$95.9K
CVS icon
29
CVS Health
CVS
$122B
$7.66M 0.76%
82,215
-51
-0.1% -$4.92K
QQQ icon
30
Invesco QQQ Trust
QQQ
$479B
$7.6M 0.75%
28,539
+133
+0.5% +$36.8K
PG icon
31
Procter & Gamble
PG
$340B
$7.52M 0.74%
49,617
+254
+0.5% +$35.6K
HUBB icon
32
Hubbell
HUBB
$26.7B
$7.41M 0.73%
31,570
-482
-2% -$116K
AVGO icon
33
Broadcom
AVGO
$2.01T
$7.37M 0.73%
131,760
+2,660
+2% +$133K
CMI icon
34
Cummins
CMI
$87.4B
$7.32M 0.72%
30,229
+99
+0.3% +$23.5K
IPPP
35
DELISTED
Preferred-Plus ETF
IPPP
$7.24M 0.71%
818,759
-70,091
-8% -$643K
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$7.13M 0.7%
18,655
+1,626
+10% +$625K
OKE icon
37
Oneok
OKE
$56.9B
$7.02M 0.69%
106,838
+1,719
+2% +$106K
V icon
38
Visa
V
$675B
$7M 0.69%
33,701
+15,514
+85% +$3.13M
GL icon
39
Globe Life
GL
$14.2B
$6.48M 0.64%
53,762
-192
-0.4% -$22K
DFS
40
DELISTED
Discover Financial Services
DFS
$6.47M 0.64%
66,135
+884
+1% +$89K
CVX icon
41
Chevron
CVX
$382B
$6.4M 0.63%
35,639
+162
+0.5% +$28.3K
DIA icon
42
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$6.38M 0.63%
19,246
+301
+2% +$97.8K
GOOGL icon
43
Alphabet (Google) Class A
GOOGL
$4.37T
$6.32M 0.62%
71,590
+5,363
+8% +$510K
PH icon
44
Parker-Hannifin
PH
$134B
$6.2M 0.61%
21,308
+200
+0.9% +$57.2K
AFG icon
45
American Financial Group
AFG
$11.9B
$6.13M 0.6%
44,656
+366
+0.8% +$50.2K
DIS icon
46
Walt Disney
DIS
$178B
$6.07M 0.6%
69,905
-1,189
-2% -$114K
TCBK icon
47
TriCo Bancshares
TCBK
$1.82B
$5.51M 0.54%
108,079
– –
TGT icon
48
Target
TGT
$69B
$5.44M 0.54%
36,479
-35
-0.1% -$5.49K
KR icon
49
Kroger
KR
$34.6B
$5.27M 0.52%
118,142
+2,117
+2% +$97.3K
SIRI icon
50
SiriusXM
SIRI
$9.7B
$5.14M 0.51%
87,987
– –
1
2
3 4 5

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.