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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$662B
$7.61M 0.56%
129,417
+1,188
+0.9% +$67.7K
CMCSA icon
27
Comcast
CMCSA
$89.4B
$7.48M 0.55%
133,707
+1,200
+0.9% +$70K
V icon
28
Visa
V
$675B
$7.35M 0.54%
32,990
+14,898
+82% +$3.49M
UNH icon
29
UnitedHealth
UNH
$371B
$7.2M 0.53%
18,428
-134
-0.7% -$55.5K
NFLX icon
30
Netflix
NFLX
$318B
$7.18M 0.53%
117,670
+1,250
+1% +$68.8K
GS icon
31
Goldman Sachs
GS
$301B
$7.15M 0.53%
18,916
-335
-2% -$131K
ALL icon
32
Allstate
ALL
$68.2B
$7.08M 0.52%
55,585
-474
-0.8% -$62.6K
PG icon
33
Procter & Gamble
PG
$340B
$6.95M 0.51%
49,692
-31,407
-39% -$4.45M
WMT icon
34
Walmart Inc
WMT
$897B
$6.78M 0.5%
145,986
-22,740
-13% -$1.1M
GLW icon
35
Corning
GLW
$136B
$6.73M 0.49%
184,413
+1,184
+0.6% +$47.3K
LMT icon
36
Lockheed Martin
LMT
$139B
$6.67M 0.49%
19,323
+3
+0% +$1.09K
WSM icon
37
Williams-Sonoma
WSM
$29.5B
$6.63M 0.49%
+74,774
New +$6.33M
STX icon
38
Seagate
STX
$181B
$6.55M 0.48%
79,360
+66,196
+503% +$5.76M
PII icon
39
Polaris
PII
$3.97B
$6.41M 0.47%
53,598
+119
+0.2% +$15.1K
SPY icon
40
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$6.39M 0.47%
14,893
-1,788
-11% -$789K
CMI icon
41
Cummins
CMI
$87.4B
$6.36M 0.47%
28,315
+524
+2% +$123K
AVGO icon
42
Broadcom
AVGO
$2.01T
$6.33M 0.47%
130,600
+460
+0.4% +$22.4K
MDT icon
43
Medtronic
MDT
$114B
$6.29M 0.46%
50,186
+411
+0.8% +$53.2K
FNF icon
44
Fidelity National Financial
FNF
$12.9B
$6.16M 0.45%
141,254
-162
-0.1% -$7.19K
GOOG icon
45
Alphabet (Google) Class C
GOOG
$4.35T
$5.97M 0.44%
44,820
+2,280
+5% +$314K
DOW icon
46
Dow Inc
DOW
$22.1B
$5.95M 0.44%
103,384
-50,404
-33% -$3.09M
GPC icon
47
Genuine Parts
GPC
$18.5B
$5.88M 0.43%
48,534
+113
+0.2% +$14.1K
PH icon
48
Parker-Hannifin
PH
$134B
$5.79M 0.43%
20,721
+58
+0.3% +$17.3K
TSLA icon
49
Tesla
TSLA
$1.31T
$5.77M 0.42%
22,335
-264
-1% -$62.1K
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$5.74M 0.42%
16,975
+302
+2% +$105K
1
2
3 4 5

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MW
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TAM
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.