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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.71T
$6.21M 0.67%
44,693
+1,392
+3% +$191K
PRU icon
27
Prudential Financial
PRU
$41.8B
$6.16M 0.67%
68,495
-1,970
-3% -$179K
IBM icon
28
IBM
IBM
$224B
$6.05M 0.65%
43,521
+107
+0.2% +$14.4K
UPS icon
29
United Parcel Service
UPS
$88.9B
$5.99M 0.65%
50,004
+75
+0.2% +$8.57K
MA icon
30
Mastercard
MA
$493B
$5.92M 0.64%
21,808
+275
+1% +$75.8K
DRI icon
31
Darden Restaurants
DRI
$24.4B
$5.84M 0.63%
49,386
-1,567
-3% -$191K
CVX icon
32
Chevron
CVX
$366B
$5.75M 0.62%
48,452
-23,043
-32% -$2.8M
CFG icon
33
Citizens Financial Group
CFG
$30.6B
$5.74M 0.62%
162,168
+12,733
+9% +$444K
SIRI icon
34
SiriusXM
SIRI
$10.1B
$5.58M 0.6%
89,269
+3
+0% +$184
BAC icon
35
Bank of America
BAC
$442B
$5.49M 0.59%
188,343
-3,894
-2% -$112K
GL icon
36
Globe Life
GL
$14.3B
$5.42M 0.59%
56,598
-960
-2% -$87.1K
IIPR icon
37
Innovative Industrial Properties
IIPR
$1.72B
$5.29M 0.57%
57,257
-89
-0.2% -$9.38K
SVC
38
Service Properties Trust
SVC
$1.07B
$5.24M 0.57%
40,612
-183
-0.4% -$22.6K
F icon
39
Ford
F
$55.7B
$5.19M 0.56%
566,899
+193,938
+52% +$1.84M
META icon
40
Meta Platforms (Facebook)
META
$1.51T
$5.16M 0.56%
28,994
-8,011
-22% -$1.52M
V icon
41
Visa
V
$677B
$4.92M 0.53%
28,600
-116
-0.4% -$20.7K
CAT icon
42
Caterpillar
CAT
$387B
$4.63M 0.5%
36,637
+1,499
+4% +$190K
PM icon
43
Philip Morris
PM
$295B
$4.62M 0.5%
60,781
-3,578
-6% -$284K
UNH icon
44
UnitedHealth
UNH
$370B
$4.55M 0.49%
20,962
+20
+0.1% +$4.83K
CME icon
45
CME Group
CME
$94.8B
$4.47M 0.48%
21,142
+357
+2% +$74.6K
NKE icon
46
Nike
NKE
$61.9B
$4.1M 0.44%
43,699
+104
+0.2% +$8.92K
BRK.A icon
47
Berkshire Hathaway Class A
BRK.A
$1.12T
$4.05M 0.44%
13
– –
TCBK icon
48
TriCo Bancshares
TCBK
$1.83B
$3.92M 0.42%
108,079
– –
NVDA icon
49
NVIDIA
NVDA
$5.42T
$3.81M 0.41%
874,480
-4,400
-0.5% -$18.5K
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$3.69M 0.4%
13,713
+937
+7% +$250K
1
2
3 4 5

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CHP
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MW
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TAM
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CCM
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.