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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHT icon
451
DHT Holdings
DHT
$2.93B
$103K 0.01%
10,459
– –
SRTS icon
452
Sensus Healthcare
SRTS
$51M
$101K 0.01%
42,600
– –
REI icon
453
Ring Energy
REI
$357M
$99.3K 0.01%
68,000
– –
OSUR icon
454
OraSure Technologies
OSUR
$268M
$98.7K 0.01%
12,033
– –
FEI
455
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$98.6K 0.01%
11,500
– –
NUV icon
456
Nuveen Municipal Value Fund
NUV
$1.9B
$96.3K 0.01%
+11,200
New +$93.2K
NCV
457
Virtus Convertible & Income Fund
NCV
$393M
$95K 0.01%
7,048
+271
+4% +$3.39K
DNP icon
458
DNP Select Income Fund
DNP
$4.1B
$92K 0.01%
10,851
+5
+0% +$45
TSI
459
TCW Strategic Income Fund
TSI
$213M
$91.8K 0.01%
+20,000
New +$92.9K
GGT
460
Gabelli Multimedia Trust
GGT
$175M
$87.2K 0.01%
15,612
-888
-5% -$4.73K
ETJ
461
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$83.3K 0.01%
10,625
– –
EPSN icon
462
Epsilon Energy
EPSN
$179M
$71.6K 0.01%
14,100
– –
CRF
463
Cornerstone Total Return Fund
CRF
$1.18B
$70.9K 0.01%
10,243
– –
CDZI icon
464
Cadiz
CDZI
$299M
$67.2K 0.01%
24,000
– –
JMM icon
465
Nuveen Multi-Market Income Fund
JMM
$55.2M
$59.1K ﹤0.01%
10,000
– –
ZTR
466
Virtus Total Return Fund
ZTR
$338M
$55.1K ﹤0.01%
10,000
-18,314
-65% -$93.3K
GLO
467
Clough Global Opportunities Fund
GLO
$257M
$47K ﹤0.01%
10,000
-1,000
-9% -$4.5K
CXE
468
DELISTED
MFS High Income Municipal Trust
CXE
$46.1K ﹤0.01%
13,000
– –
TLRY icon
469
Tilray
TLRY
$651M
$46K ﹤0.01%
2,001
– –
CIF
470
DELISTED
MFS Intermediate High Income Fund
CIF
$44.6K ﹤0.01%
25,925
-3,000
-10% -$4.83K
SACH
471
Sachem Capital Corp
SACH
$39M
$43.9K ﹤0.01%
11,729
+85
+0.7% +$304
BPT
472
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$41.7K ﹤0.01%
16,963
– –
NOK icon
473
Nokia
NOK
$52.7B
$34.5K ﹤0.01%
10,075
-2,000
-17% -$6.79K
BHIL
474
DELISTED
Benson Hill, Inc.
BHIL
$30.4K ﹤0.01%
5,000
– –
MTTR
475
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$30.4K ﹤0.01%
11,300
-102
-0.9% -$245
17 18
19
20 21

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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.