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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SACH
451
Sachem Capital Corp
SACH
$39M
$41.1K ﹤0.01%
11,644
+99
+0.9% +$353
CXE
452
DELISTED
MFS High Income Municipal Trust
CXE
$40.6K ﹤0.01%
13,000
– –
DHY
453
Credit Suisse High Yield Credit Fund
DHY
$242M
$28.2K ﹤0.01%
15,000
– –
MTTR
454
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$24.7K ﹤0.01%
11,402
-104
-0.9% -$291
AMLI
455
DELISTED
American Lithium Corp. Common Stock
AMLI
$21.4K ﹤0.01%
15,000
– –
NKLA
456
DELISTED
Nikola Corporation Common Stock
NKLA
$20.8K ﹤0.01%
441
– –
AKTS
457
DELISTED
Akoustis Technologies Inc
AKTS
$9.06K ﹤0.01%
12,040
-444
-4% -$819
TRX icon
458
TRX Gold Corp
TRX
$350M
$3.66K ﹤0.01%
+10,000
New +$4.06K
ALB icon
459
Albemarle
ALB
$15.3B
– –
-950
Closed -$212K
ALGM icon
460
Allegro MicroSystems
ALGM
$7.93B
– –
-5,355
Closed -$242K
BC icon
461
Brunswick
BC
$5.28B
– –
-15,025
Closed -$1.3M
BMI icon
462
Badger Meter
BMI
$3.93B
– –
-19,000
Closed -$2.8M
BMY icon
463
CALL
Bristol-Myers Squibb
BMY
$130B
– –
0
– -$384K
CHI
464
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
– –
-18,526
Closed -$207K
DX
465
Dynex Capital
DX
$3.21B
– –
-18,575
Closed -$234K
EMX
466
DELISTED
EMX Royalty
EMX
– –
-42,732
Closed -$81.2K
ENPH icon
467
Enphase Energy
ENPH
$5.59B
– –
-1,489
Closed -$249K
ETN icon
468
Eaton
ETN
$178B
– –
-5,314
Closed -$1.07M
FBIN icon
469
Fortune Brands Innovations
FBIN
$5.97B
– –
-3,163
Closed -$228K
FLO icon
470
Flowers Foods
FLO
$1.52B
– –
-9,000
Closed -$224K
GAIN icon
471
Gladstone Investment Corp
GAIN
$655M
– –
-13,500
Closed -$176K
GIS icon
472
General Mills
GIS
$20.2B
– –
-3,960
Closed -$304K
HIO
473
Western Asset High Income Opportunity Fund
HIO
$340M
– –
-21,384
Closed -$80.8K
ICLR icon
474
Icon
ICLR
$12.8B
– –
-940
Closed -$235K
IEV icon
475
iShares Europe ETF
IEV
$1.7B
– –
-4,758
Closed -$240K
17 18
19
20 21

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.